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            Title United States v. Rodriguez

 

            Date 1992

            By Alito

            Subject Criminal Law

                

 Contents

 

 

Page 1





219 of 238 DOCUMENTS


UNITED STATES OF AMERICA, Appellee v. ZAIDA RODRIGUEZ, Appellant


No. 91-1252


UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT



961 F.2d 1089; 1992 U.S. App. LEXIS 6968; 35 Fed. R. Evid. Serv. (Callaghan) 465


December 13, 1991, Submitted Under Third Circuit Rule 12(6) April 17, 1992, Filed


PRIOR   HISTORY:             **1        ON   APPEAL   FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN  DISTRICT  OF  PENNSYLVANIA.  (D.C. Criminal No. 90-00291--02)


CASE SUMMARY:



PROCEDURAL  POSTURE:  Defendant  appealed  the jury verdict entered in the United States District Court for the Eastern District of Pennsylvania, which convicted her of possession of cocaine with intent to distribute, in viola- tion of 21 U.S.C.S. § 841(a)(1), and of possessing cocaine with intent to distribute within 1000 feet of a school in violation of 21 U.S.C.S. § 845a (recodified as 21 U.S.C.S.

§ 860).


OVERVIEW:  Defendant  was  observed  by  police  offi- cers leaving a house carrying a pillowcase that they sus- pected contained cocaine. The house was located within

1000 feet of a school. The officers gave chase and pack- ages  containing  cocaine  were  thrown  from  defendant's car. She was subsequently arrested and convicted of pos- session of cocaine with intent to distribute in violation of

21 U.S.C.S. § 841(a)(1) and of possessing cocaine with intent to distribute within 1000 feet of a school in viola- tion of 21 U.S.C.S. § 845a (recodified as 21 U.S.C.S. §

860). On appeal, the court affirmed because it was imma- terial if defendant had the intent to distribute the cocaine elsewhere. The court held that the possession of the co- caine within 1000 feet of the schoolyard was sufficient to apply § 845a and any sentencing enhancements result- ing  from  that  application.  The  court  held  that  it  was  a permissible inference to conclude that defendant had the intent to distribute when she was found in possession of a large amount of cocaine. The court held there were no evidentiary errors committed by the lower court with re- gard to evidence regarding a file maintained by the Drug Enforcement Agency.


OUTCOME: The court affirmed because it held that the


"schoolyard provision" was violated by defendant's pos- session of a significant quantity of cocaine within 1000 feet of a school. It was immaterial if defendant had the intent to distribute the cocaine elsewhere. The court held that defendant opened the door in her cross-examination of an officer for the prosecution to enter evidence regard- ing  a  file  on  her  maintained  by  the  Drug  Enforcement Agency.


LexisNexis(R) Headnotes


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances

Criminal Law & Procedure > Sentencing > Sentencing

Guidelines Generally

HN1   21 U.S.C.S. § 860(a) prescribes enhanced penal- ties for, among others any person who violates 21 U.S.C.S.

841(a)(1) or 21 U.S.C.S. 856 by distributing, possessing with  intent  to  distribute,  or  manufacturing  a  controlled substance in or on,  or within one thousand feet of,  the real property comprising a public or private elementary, vocational, or secondary school or a public or private col- lege,  junior  college,  or  university,  or  a  playground,  or within 100 feet of a public or private youth center, public swimming pool, or video arcade facility.


Criminal Law & Procedure > Appeals > Standards of

Review > Plain Error

HN2  Fed. R. Crim. P. 52(b) provides that plain errors or defects affecting substantial rights may be noticed al- though they were not brought to the attention of the court. Plain  errors  are  those  that  undermine  the  fundamental fairness  of  the  trial  and  contribute  to  a  miscarriage  of justice.


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled   Substances   >   Possession   of   Controlled Substances

HN3  The schoolyard provision in 21 U.S.C.S. § 845a

(recodified as 21 U.S.C.S. § 860) applies to a defendant who possesses drugs within 1000 feet of a school even if


961 F.2d 1089, *; 1992 U.S. App. LEXIS 6968, **1;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 2


he or she intends to distribute them elsewhere.


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled   Substances   >   Possession   of   Controlled Substances

Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Delivery, Distribution & Sale Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Manufacture

HN4    21 U.S.C.S. § 845a (recodified as 21 U.S.C.S. §

860) applies to three types of criminal conduct: distribut- ing drugs, possessing drugs with the intent to distribute, and manufacturing drugs. In cases involving the distribu- tion or manufacture of drugs, it is clear that this provision requires that the actus reus must occur within 1000 feet of a school. Accordingly, it is reasonable to interpret the statute as applying in the same way to the offense of pos- session with intent to distribute. Since the actus reus for this offense is possession, it follows that possession of the drugs, not the intended location for distribution, must be located within 1000 feet of a school.


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Delivery, Distribution & Sale Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Manufacture

HN5    21 U.S.C.S. § 845a (recodified as 21 U.S.C.S. §

860) makes it a crime to distribute or to manufacture con- trolled substances within 1,000 feet of a school. This sec- tion adds "possession with intent to distribute" to the list of offenses covered by this statute so that the enhanced penalties  would  apply  to  someone  apprehended  near  a school with a quantity of drugs sufficient to indicate an intention to distribute.


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Delivery, Distribution & Sale

HN6  When a defendant is found in possession of a suffi- ciently large quantity of drugs, an intent to distribute may logically be inferred from the quantity of drugs alone. Evidence > Relevance > Relevant Evidence

HN7  All relevant evidence is admissible, except as oth- erwise provided by the Constitution of the United States, by Act of Congress, by these rules, or by other rules pre- scribed by the Supreme Court pursuant to statutory au- thority. Evidence which is not relevant is not admissible. Fed. R. Evid. 402.


Evidence > Relevance > Confusion, Prejudice & Waste of Time

HN8  Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or mislead- ing the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.


Fed. R. Evid. 403.


COUNSEL:  MICHAEL  M.  BAYLSON,  United  States Attorney,  Eastern  District  of  Pennsylvania,  WALTER S. BATTY, JR., Assistant United States Attorney, Chief of Appeals, ROBERT A. ZAUZMER, Assistant United States Attorney, Room 3310, United States Courthouse,

601  Market  Street,  Philadelphia,  Pennsylvania  19106, Attorneys for Appellee.


ROBERT   F.   SIMONE,   ESQ.,   1919   Walnut   Street, Philadelphia,          Pennsylvania         19103,      Attorney                for Appellant.


JUDGES:   Before:               BECKER,   GREENBERG   and

ALITO, Circuit Judges OPINIONBY: ALITO OPINION:


*1090   OPINION OF THE COURT


ALITO, Circuit Judge:


Zaida  Rodriguez  appeals  from  a  judgment  of  sen- tence following conviction for two drug-related offenses. Rodriguez advances arguments concerning the interpre- tation and constitutionality of the so-called "schoolyard" provision of the federal drug laws, then 21 U.S.C. § 845a

(now recodified at 21 U.S.C. § 860). She also challenges the admission of evidence that she claims was irrelevant and unfairly prejudicial. We will affirm.


I.


In  June  1990,  two  Philadelphia  police  officers  as- signed to the Drug Enforcement Administration (DEA) Task Force, Ronald **2   Abel and Gary Martinez, ob- served a woman whom they later identified as Rodriguez driving away from 3062 Boudinot Street. The officers fol- lowed and watched as the woman stopped at 28 East Silver Street and entered the house, which is located within 1000 feet of an elementary school. The woman soon returned to her car, carrying a white pillowcase that the officers be- lieved contained cocaine. As the woman drove off with the officers in pursuit, packages later identified as containing cocaine were thrown out of one of the car's windows. The officers stopped to retrieve the packages, and the woman escaped.


Rodriguez was indicted a few months later for four drug-related  offenses.  n1  After  two  of  the  four  counts were dismissed, a jury trial was held on the two remain- ing  charges.  The  jury  found  Rodriguez  guilty  of  both charges, possession of cocaine with intent to distribute,


961 F.2d 1089, *1090; 1992 U.S. App. LEXIS 6968, **2;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 3


in violation of 21 U.S.C. § 841(a)(1),  and violating the schoolyard provision. Rodriguez appealed.


n1 The indictment charged that Rodriguez vio- lated 21 U.S.C. § 846 (conspiracy to possess with intent to distribute cocaine (count one); 21 U.S.C.

§ 841(a)(1) (possession of cocaine with intent to distribute) (count two); 21 U.S.C. § 845a (recodi-










**4


the schoolyard provision did not affect her sentence. While one of the sentencing judge's cited grounds for departure related solely to the schoolyard count, the others did not.






**3  II.

fied as 21 U.S.C. § 860 (the "schoolyard" statute)

(count three); and 21 U.S.C. § 856(a) (maintaining a building for the purpose of storing a controlled substance) (count four).

Any  person  who  violates   21  U.S.C.   841(a)(1)  or   21

U.S.C.  856 . . . by distributing,  possessing with intent to distribute, or manufacturing a controlled substance in or on, or within one thousand feet of, the real property comprising a public or private elementary, vocational, or secondary  school  or  a  public  or  private  college,  junior college, or university, or a playground, or within 100 feet of a public or private youth center, public swimming pool,


Rodriguez first argues that there was insufficient ev- idence  that  she  violated  the  schoolyard  provision.  n2

HN1  This statute prescribes   *1091   enhanced penal- ties for, among others:


n2 The government seems to suggest that we need  not  decide  whether  the  district  court  cor- rectly interpreted the schoolyard provision because Rodriguez's conviction for that offense did not af- fect her sentence. We disagree.


Under the Sentencing Guidelines,  the offense level  for  Rodriguez's  conviction  under  21  U.S.C.

§ 841(a)(1) was 28,  and the offense level for her conviction under the schoolyard provision was 30. See U.S.S.G. §§ 2D1.1 and 2D1.2. Under U.S.S.G.

§§ 3D1.2(d) and 3D1.3(b), these two counts were grouped together, and her offense level was based on  the  count  with  the  highest  offense  level.  The district court, however, granted a downward depar- ture of two levels (from 30 to 28) based on "the defendant's family, her health, the requirements of her child,  and the possibility that in constructing the guideline, the Commission did not take into ac- count that a person might possess drugs within one thousand feet of a school  but intend  to distribute them  elsewhere."  App.  at  370a.  The  government has not contested this departure, and therefore we express no view as to whether it was permissible. The government is correct that the offense level used  in  calculating  the  defendant's  sentence,  28, was the same as the offense level for the conviction under 21 U.S.C. § 841(a)(1) alone. But because we cannot be sure that the sentencing judge would not have granted the two-level downward departure if the  defendant  had  been  convicted  on  this  charge alone (and thus employed an offense level of 26 in calculating her sentence), we cannot be certain that

or video arcade facility.


21 U.S.C. § 860(a).


Rodriguez argues that this provision does not apply to a defendant who possesses drugs within 1000 feet of a school but intends to distribute them elsewhere. Rather, she asserts, the statute requires proof of an intent to dis- tribute  drugs  within  1000  feet  of  a  school.  She  claims that, while there was evidence that she possessed cocaine within 1000 feet of a school, there was no evidence that she intended to distribute the cocaine within 1000 feet of a school. Moreover,  she contends that the district court committed reversible error by failing to instruct the jury that  proof  of  an  intent  to  distribute  the  cocaine  within

1000 feet of a school was required. n3 There is no indi- cation that **5   Rodriguez raised this issue of statutory construction  in  the  district  court.  n4  Consequently,  we could reverse her conviction only if we found plain error. n5


n3 Rodriguez objects to the following portion of the jury instruction:


In order to convict the defendant of possession of a controlled substance -- and, as I told you, co- caine is a controlled substance -- within 1,000 feet of a school, the Government does not have to prove that the defendant specifically knew that the school was less than a thousand feet away.


The Government doesn't have to prove that the possession  occurred  during  school  hours  or  that the school was in session, or that the defendant in- tended to distribute the narcotics to school children. It  is  sufficient  for  the  Government  to  prove that  the  defendant  knowingly  possessed  with  in- tent  to  distribute  a  controlled  substance  and  that this offense was committed, was actually commit-


961 F.2d 1089, *1091; 1992 U.S. App. LEXIS 6968, **5;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 4

























**6


ted within 1,000 feet of a school.


App. at 315a-316a; Brief of Appellant at 9.


n4 Before charging the jury, the district court suggested that the two remaining counts be com- bined  into  one  on  the  basis  that  Count  Two-- possession with intent to distribute--is a "'lesser- included  offense'  in  Count  Three"---possession with  intent  to  distribute  near  a  school:   "Either the Government has established that she possessed it  within  a  thousand  feet  of  the  school,  or  the Government hasn't established possession at all." App. at 280a-281a. Counsel for Rodriguez agreed:

"I  agree  .  .  .  There  is  no  way  that  any  Jury  can bring back 'Guilty/Not Guilty' on the two Counts." App. at 281a. Moreover, after the jury returned its verdict,  counsel  for  Rodriguez  stated,  "I  had  no objections to the Charge." App. at 336a.





n5 HN2  Fed. R. Crim. P. 52(b) provides that

"plain errors or defects affecting substantial rights may be noticed although they were not brought to the attention of the court." "Plain errors are those that  'undermine  the  fundamental  fairness  of  the trial  and  contribute  to  a  miscarriage  of  justice.'" Government of the Virgin Islands v. Smith, 949 F.2d

677, 681 (3d Cir. 1991), quoting United States v. Young, 470 U.S. 1, 16, 84 L. Ed. 2d 1, 105 S. Ct.

1038 (1985).


actus reus for this offense is possession, it follows that possession of the drugs, not the intended location for dis- tribution, must be located within 1000 feet of a school. This interpretation is also supported by Congress' de- cision  to  make  the  schoolyard  provision  applicable  to the manufacture of drugs within 1000 feet of a school. By  prescribing  enhanced  penalties  for  the  manufacture of drugs near a school (regardless of the intended site of distribution),  Congress  made  clear  that  it  did  not  wish to confine the schoolyard statute to cases in which a de- fendant distributes or intends to distribute drugs near a school.  Rather,  Congress  was  more  broadly  concerned about serious drug crimes that occur in proximity **8

to schools.


B.  The  legislative  history  supports  this  interpreta- tion  of  the  schoolyard  provision.  As  originally  enacted in 1984,  the schoolyard statute applied only to the dis- tribution of drugs within 1000 feet of a school. In 1988, however,  Congress  enacted  the  amendment  that  added possession with intent to distribute to the list of covered offenses. In an analysis of the 1988 amendment submit- ted on behalf of the Senate Judiciary Committee, Senator Biden stated n6:


n6 Senator Biden explained his view of the sig- nificance of this analysis as follows:


As chairman of the Judiciary Committee, I, along with  Senator  Thurmond,   the  ranking  minority member, took the lead in drafting the criminal law provisions that are contained in the drug bill. I have drafted a section-by--section analysis of those pro-

A. To date, one other court of appeals has addressed the  issue  of  statutory  construction  presented  here.  In United     *1092     States  v.  Wake,  948  F.2d  1422  (5th Cir. 1991), the Fifth Circuit held that HN3  the school- yard provision applies to a defendant who possesses drugs within 1000 feet of a school even if he or she intends to distribute them elsewhere. See also State v. Ivory, 124 N.J.

582, 592 A.2d 205 (1991) (interpreting similarly worded state statute). We agree with the Fifth Circuit's analysis and its conclusion.


First, we believe that this interpretation is supported by the language of the schoolyard **7   statute. HN4  This provision applies to three types of criminal conduct: distributing drugs, possessing drugs with the intent to dis- tribute, and manufacturing drugs. In cases involving the distribution or manufacture of drugs, it is clear that this provision requires that the actus reus must occur within

1000  feet  of  a  school.  Accordingly,  it  is  reasonable  to interpret the statute as applying in the same way to the offense of possession with intent to distribute. Since the

visions, and believe it will be helpful to those who wish to know the intent of the drafters of this legis- lation.



HN5  Section 845a now 860  of title 21 currently makes it a crime to distribute or to manufacture controlled substances **9   within 1,000 feet of a school. This sec- tion adds "possession with intent to distribute" to the list of offenses covered by this statute so that the enhanced penalties  would  apply  to  someone  apprehended  near  a school with a quantity of drugs sufficient to indicate an intention to distribute.


134  Cong.  Rec.  S17,360,  S17,365  (daily  ed.  Nov.  10,

1988)  (statement  of  Senator  Biden)  (emphasis  added). The identical analysis was also offered by Senator Nunn, on behalf of Senators Byrd, Dole, Rudman, Moynihan, Rudman, D'Amato, Wilson, Gramm, and "numerous oth- ers." 134 Cong. Rec. S14,067, S14, 071 (daily ed. Oct. 3,

1988).


961 F.2d 1089, *1092; 1992 U.S. App. LEXIS 6968, **9;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 5


This analysis provides clear evidence that Congress did not intend to require proof of an intent to distribute drugs near a school. HN6  When a defendant is found in  possession  of  a  sufficiently  large  quantity  of  drugs, an intent to distribute may logically be inferred from the quantity of drugs alone. See United States v. Ocampo, 937

F.2d 485, 488 (9th Cir. 1991); United States v. Brown, 921

F.2d 785, 792 (8th Cir. 1990); United States v. Montoya,

782 F.2d 1554, 1555 (11th Cir. 1986). By contrast, more evidence   **10    is logically required before an infer- ence  may  be  drawn  concerning  the  location  where  the defendant intended to distribute the drugs. The statement endorsed  by  Senator  Biden  and  his  colleagues  clearly shows, however, that they did not think that the schoolyard provision required any such additional evidence. Rather, they wanted the schoolyard provision to apply   *1093  whenever a defendant is "apprehended near a school with a quantity of drugs sufficient to indicate an intention to distribute." This statement thus provides clear evidence that proof of an intent to distribute near a school is not necessary. See United States v. Wake, 948 F.2d at 1432.


C.  Rodriguez's  contrary  interpretation  was  adopted by several district court decisions handed down prior to Wake. United States v. McDonald, 777 F.Supp. 44 (D.D.C.

1991); United States v. Testa, 768 F.Supp. 221 (N.D.Ill.

1991); United States v. Coates, 739 F.Supp. 146, 152-153

(S.D.N.Y. 1990); United States v. Roberts, 735 F.Supp. 537

(S.D.N.Y. 1990); and United States v. Liranzo, 729 F.Supp.

1012 (S.D.N.Y. 1990). We find   **11   major flaws, how- ever, in all four of the arguments on which these decisions were based.


1. In United States v. Liranzo, 729 F.Supp. at 1014, the court relied on the grammatical rule that a modifier should be placed as close as possible to the word it modi- fies. Thus, the court asserted (id.) that the statutory phrase

"within  1000  feet"  modified  "with  intent  to  distribute" rather than "possessing." The court elaborated (id.):  "If the  other  meaning  were  intended,  the  statute  would  be expected to read 'possessing, within one thousand feet of a school, with intent to distribute a controlled substance.

. . .'"


This argument overlooks the important fact that the phrase "within one thousand feet" modifies "distributing" and "manufacturing," as well as "possessing with intent to  distribute."  Thus,  in  order  to  place  the  phrase  "with intent to distribute" immediately after the term "possess- ing," Congress would have been compelled to repeat that phrase two more times -- after "distributing" and "manu- facturing." (Indeed, Congress probably would have been obligated to repeat the much longer phrase "in or on, or within  one  thousand  feet  of  the  real  property  compris- ing   **12    a public or private elementary,  vocational,


or  secondary  school  or  a  public  or  private  college,  ju- nior college, or university, or a playground, or within 100 feet of a public or private youth center, public swimming pool,  or  video  arcade  facility.")  Economical  legislative drafting obviously dictates that such awkward repetition be avoided if at all possible. See Roberts, 735 F. Supp. at

539 n.3. ("Just because Congress did not see fit to repeat the phrase 'within 1000 feet of a school' three times in a single sentence when it certainly intended the enhance- ment to apply to 'distributing' and 'manufacturing' as well as to 'possessing', the placement of the modifier cannot be read to compel the Liranzo court's  interpretation.")


2. The Liranzo court also relied (729 F.2d at 1014) on  a  statement  made  by  the  sponsor  of  the  schoolyard statute, Senator Hawkins, when it was first proposed in

1984. As noted, the provision at the time applied only to the distribution of drugs, and therefore Senator Hawkins stated that the provision was intended to "'deter drug dis- tribution in and around schools.'" 130 Cong. Rec. S559. The  provision  was  later  broadened   **13    to  apply  to manufacturing  (in  1986)  and  possession  with  intent  to distribute  (in  1988).  However,  the  Liranzo  court,  over- looking the narrower scope of the provision in 1984, cited Senator Hawkins' statement to show that the statute in its present form does not apply to the possession of drugs in the absence of an intent to distribute the drugs within

1000 feet of a school.   729 F.Supp. at 1014. Obviously Senator Hawkins' description of the purpose of the ver- sion of the provision originally enacted in 1984 does not show that the 1986 and 1988 amendments adhered to the same narrow purpose.


3.  Several  cases,  finding  no  clear  indication  of  the meaning of the schoolyard provision in the statutory lan- guage or the legislative history, invoked the role of lenity. Roberts, 735 F.Supp. at 542-43; Liranzo, 729 F.Supp. at

1014. Rodriguez also places heavy reliance on the rule of lenity, but this rule is inapplicable to the question of statutory  interpretation  presented  here.  The  rule  comes into operation only after it is determined that a criminal statute is ambiguous, not at the beginning of the process of construction "'as an overriding **14   consideration of being lenient to wrongdoers.'" Chapman v. United States,

114 L. Ed. 2d 524,  111 S.Ct. 1919,  1926 (1991), quot- ing   *1094    Callanan v. United States,  364 U.S. 587,

596,  5  L.  Ed.  2d  312,  81  S.  Ct.  321  (1961);  Gozlon- Peretz  v.  United  States,  112  L.  Ed.  2d  919,  111  S.Ct.

840, 849 (1991). In a recent opinion, the Supreme Court was divided on the question whether legislative history should be consulted in determining whether a statute is ambiguous.  United  States  v.  R.L.C.,  117  L.Ed.2d  559,

112 S.Ct. 1329, 60 U.S.L.W. 4234 (U.S. March 24, 1992). Four Justices believed that it should, id. at 4238 (plural- ity), three Justices believed that it should not, id. at 4239


961 F.2d 1089, *1094; 1992 U.S. App. LEXIS 6968, **14;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 6


(Scalia, J., concurring), and one Justice believed that leg- islative history should not but that caselaw should, id. at

4240 (Thomas, J., concurring). We need not confront this issue because, as discussed above, our examination of the statute's plain language persuades us that no ambiguity exists, even without resort to legislative history. n7 In this case, the legislative history only confirms our view that the statute is unambiguous and that, therefore, the rule of lenity does not apply.   **15


n7 The fact that other courts have construed this statute differently does not alter our conclusion. If we were to hold that the conflicting constructions of other courts require us to find a statute ambiguous, triggering the rule of lenity,  we would,  in effect, be holding that we are bound by those other courts' constructions; we do not, indeed, could not, so hold. See Moskal v. United States, 112 L. Ed. 2d 449, 111

S.Ct. 461, 465 (1990).



4.  Finally,  several  district  court  opinions  have  hy- pothesized extreme cases to which the schoolyard statute might be applied if the statute did not require proof of an intent to distribute within 1000 feet of a school or other facility. For example, in Coates, 739 F.Supp. at 153, the court worried that the schoolyard statute might be applied to a defendant who speeds by a school in a train or other vehicle on the way to a narcotics sale.


The argument implicitly made by advancing such hy- pothetical cases appears to be the following. The school- yard  statute  was  intended   **16    to  provide  enhanced penalties for certain criminal conduct that poses an in- creased risk for students while in or near their schools. The  hypothetical  cases  noted  do  not  involve  any  such increased risk. If the schoolyard statute is interpreted to require proof that a drug possessor intended to distribute drugs  within  1000  feet  of  a  school,  these  hypothetical cases would fall outside the reach of the statute. Therefore, the schoolyard statute should be interpreted in this way. We reject this reasoning.


No matter how interpreted, the coverage of the school- yard provision would not correspond precisely with the class of cases involving increased risk to students. The interpretation adopted by these district courts --  requir- ing  proof  that  a  drug  possessor  intended  to  distribute drugs  within  1000  feet  of  a  school --  would  make  the statute inapplicable in several situations in which the mere possession of sizeable quantities of drugs near a school would create an increased risk for students. For example, Congress  undoubtedly  knew  that  the  mere  presence  of substantial quantities of drugs increases the risk of gun- fire and other violence. See Wake, 948 F.2d at 1433. In


addition,   **17   a person possessing drugs may abandon them while fleeing from the police, as Rodriguez did here. The drugs may also be lost or stolen near a school and may then find their way into students' hands.


Furthermore,   the  interpretation  of  the  schoolyard statute adopted by these district courts would still include some cases involving no increased risk to students. To take a hypothetical case perhaps no more fanciful than those cited in these courts' opinions, a drug smuggler, during a period when school is not in session, might possess a large quantity of drugs with the intent to sell them to a major buyer in an apartment at the top of a high-rise building that is located within 1000 feet of a school but is separated from the school by a limited access highway that cannot be crossed at any point nearby. The selection of this site for the transaction might not realistically *1095  involve any increased risk to the school's students, but this conduct would still fall within the schoolyard statute even if proof of an intent to distribute within 1000 feet of a school were required. See State v. Ogar, 229 N.J. Super. 459, 551 A.2d

1037 (N.J. Super. Ct. App. Div. 1989) (similarly worded state schoolyard **18   statute applies where defendant intended to distribute drugs in a jail located within 1000 feet of a school).


In short, the schoolyard statute, no matter how inter- preted, involves some degree of imprecision. Therefore, in deciding whether to require proof that a drug possessor intended to distribute drugs within 1000 feet of a school, Congress had to decide whether (a) to require proof of such intent and thus make the statute inapplicable in the situations noted above in which the mere possession of sizeable quantities of drugs near a school would pose an increased risk to students or (b) to dispense with proof of such intent and thus make the statute applicable in a few situations,  such as the hypothetical cases posed by some of the district court judges, involving no increased risk to students. We certainly cannot say that the latter choice is so clearly preferable that Congress must have selected that option. Therefore, we do not think that the extreme hypothetical cases cited in some of the district court decisions support those courts' interpretation of the schoolyard provision. n8


n8 If a trial court is actually presented with one of these extreme cases, we believe the Sentencing Guidelines  would  generally  permit  the  court  to eliminate any unwarranted increase in the sentence that  would  otherwise  be  imposed.  In  most  cases involving convictions under the schoolyard statute for  possession  with  intent  to  distribute,  the  only effect  of  the  schoolyard  statute  is  a  one  or  two- point increase in the offense level under U.S.S.G. §

2D1.2(a). If a case technically qualifies for such an


961 F.2d 1089, *1095; 1992 U.S. App. LEXIS 6968, **18;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 7


increase but it is clear that the defendant's conduct did not create any increased risk for those whom the schoolyard statute was intended to protect, we be- lieve that a one-or two-point downward departure to eliminate this increase would be permissible.


**19


We hold that the schoolyard statute applies to a defen- dant who possesses drugs within 1,000 feet of a school with the intent to distribute those drugs at any location. Thus,  we  hold  that  the  district  court's  jury  instructions were not erroneous.


III.


As previously noted, Rodriguez contends not only that the schoolyard statute required proof that she intended to distribute drugs near a school but also that the statute is un- constitutionally vague. For the reasons already explained, we  do  not  think  that  the  schoolyard  statute  as  applied to Rodriguez's conduct is vague. "This is particularly so since whatever debate there is would center around the appropriate sentence, and not the criminality of the con- duct." Chapman, 114 L. Ed. 2d 524, 111 S.Ct. 1919, 1929

(1991). We therefore reject Rodriguez's vagueness argu- ment. See United States v. Rowe, 911 F.2d 50, 51-52 (8th Cir. 1990); United States v. Cross, 900 F.2d 66, 68 (6th Cir. 1990); United States v. Holland, 258 App. D.C. 236,

810 F.2d 1215, 1219 (D.C. Cir.), cert. denied, 481 U.S.

1057, 95 L. Ed. 2d 854, 107 S. Ct. 2199 (1987); United

States  v.  Agilar,  779  F.2d  123,  125-26  (2d  Cir.  1985),

**20   cert. denied, 475 U.S. 1068, 89 L. Ed. 2d 609, 106

S. Ct. 1385 (1986).


IV.


Finally, Rodriguez argues that under Fed. R. Evid. 402 n9 & 403, n10 the district court should not have allowed the two Philadelphia police officers who testified for the prosecution to refer at trial to a DEA file containing in- formation about her. Rodriguez asserts that this testimony was irrelevant, and that it was unfairly prejudicial in that it implied that she had been involved in drug-related ac- tivities before   *1096   June 6, 1990. n11


n9 HN7  "All relevant evidence is admissible, except as otherwise provided by the Constitution of the United States, by Act of Congress, by these rules, or by other rules prescribed by the Supreme Court  pursuant  to  statutory  authority.  Evidence which  is  not  relevant  is  not  admissible."  Fed.  R. Evid. 402.


n10 HN8  "Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, con-


fusion of the issues, or misleading the jury, or by considerations  of  undue  delay,  waste  of  time,  or needless presentation of cumulative evidence." Fed. R. Evid. 403.


n11 This argument, too, was not raised in the district court, and we therefore review only for plain error.


**21


Rodriguez contends that the district court erred in ad- mitting the following testimony:


Prosecutor: You testified that it a photograph  came from the General File I believe your words were. Is that correct?


Abel: That's correct.


Prosecutor: What is the General File?


Abel: The General File is just a file that an Officer might open on information he receives from the telephone or an informant.


. . .


Prosecutor: So, was this--do you know when the General

File was opened?


Abel: I don't.


Prosecutor:  Was it opened at the same time that the in- formation was first obtained, or could it have been even further before?


Abel: The information Officer Martinez obtained?


Prosecutor: Yes.


Abel:       It  was  opened  before  the  information  Officer

Martinez received.


Prosecutor: And that file that had existed before included this photograph?


Abel: Yes.


Prosecutor: And are you certain that you saw this photo- graph before June 6?


Abel: Positive.


App. at 70a-71a (re-direct examination).


961 F.2d 1089, *1096; 1992 U.S. App. LEXIS 6968, **21;

35 Fed. R. Evid. Serv. (Callaghan) 465

Page 8


We do not need to decide whether, standing alone, this testimony should have been excluded under Rule 403, for we find that Rodriguez had already **22   "opened the door"  during  her  cross-examination  of  Abel  by  asking him several questions regarding the contents of the DEA file:


Defense: Did you know on June 6, 1990  that that person

the woman in the car  was Zaida Rodriguez?


Abel:  . . . Based on a photograph that was provided with our information, I did.


. . .


Defense:  . . . Now is it your testimony under oath be- fore these jurors that you had this photograph of Zaida Rodriguez and you had seen it before June 6, 1990?


Abel: Yes. It came from a General File at DEA.


. . .


Defense:  . . . Where did you see that photograph before

June 6, 1990?


Abel: In the possession of Gary Martinez, my partner.


. . .


Defense:  . . . How did he Martinez  get possession of that photograph, if you know?


Abel: I'm not sure. I'm pretty sure it came from the General

File.


Defense:   "General  File."  Well,  how  did  it  get  into  the

General File? Did you put it in the General File?


Abel:  No. Either Officer Martinez or Officer Cruz put it there.


App. at 64a-67a (cross-examination).


Rodriguez, attempting to put forth a defense of "mis- taken  identity,"  App.  at  26a,  wanted  the  jury  to  con- sider whether **23   the woman in the photograph from which  the  policemen  identified  the  defendant  was  the same woman seen by the policemen on June 6. To that end,  defense counsel questioned Abel about the source of the photograph and about the physical differences be- tween the woman in the photograph and the woman he saw  on  June  6.  App.  at  64a-68a.  Clearly,  after  such  a cross-examination,  the  prosecutor  was  entitled  on  re- direct  to  address  the  identical  issues.  App.  at  70a-74a. Accordingly, we find no plain error. n12 See Edwards v. City of Philadelphia, 860 F.2d 568, 576 (3d Cir. 1988).


n12 For similar reasons,  we find that the dis- trict court did not commit plain error by admitting testimony by Officer Martinez regarding the DEA file as the source of the photograph.



*1097   V.


For the reasons stated above, the judgment of the dis- trict court will be affirmed.


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