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            Title United States v. Murray

 

            Date 1997

            By Alito

            Subject Criminal Law

                

 Contents

 

 

Page 1





LEXSEE 103 F.3D 310


UNITED STATES OF AMERICA v. MICHAEL MURRAY, Appellant


No. 96-7072


UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT



103 F.3d 310; 1997 U.S. App. LEXIS 40; 46 Fed. R. Evid. Serv. (Callaghan) 223


August 12, 1996, Argued

January 3, 1997, Filed


PRIOR   HISTORY:             **1        ON   APPEAL   FROM THE   UNITED   STATES   DISTRICT   COURT   FOR THE MIDDLE DISTRICT OF PENNSYLVANIA. (D.C. Criminal No. 92-00200--04).


DISPOSITION: Judgment of conviction and sentence on the murder charge reversed and remanded for new trial. Judgment of conviction as to the drug charges affirmed and remanded for resentencing.


LexisNexis(R) Headnotes



COUNSEL: DAVID A. RUHNKE, (Argued), RUHNKE

&  BARRETT,  47  Park  Street,  Montclair,  NJ  07042, Attorney for Appellant.


DAVID M. BARASCH, UNITED STATES ATTORNEY, WILLIAM A. BEHE, (Argued), Assistant U.S. Attorney, Federal  Building,  228  Walnut  Street,  Harrisburg,  PA

17108, Attorneys for Appellee.


JUDGES: Before:  GREENBERG and ALITO, Circuit

Judges, and FISHER, Senior District Judge *



* The Honorable Clarkson S. Fisher, Senior United States District Judge for the District of New Jersey, sitting by designation.


OPINIONBY: ALITO


OPINION:   *313   OPINION OF THE COURT


ALITO, Circuit Judge:


Appellant Michael Murray was convicted following a  jury  trial  of  an  intentional  killing  in  furtherance  of  a continuing criminal enterprise ("CCE") in violation of 21

U.S.C. § 848(e)(1)(A); conspiracy to distribute in excess of five kilograms of cocaine in violation of 21 U.S.C. §§

846 and 841(a)(1); and distribution **2   of and posses-


sion with intent to distribute cocaine in violation of 21

U.S.C. § 841(a)(1). In this appeal, Murray argues that the district court erred in (1) admitting testimony under Fed. R. Evid. 404(b) and 403 that he had committed a murder not charged in the indictment; (2) admitting under Fed. R. Evid. 608 evidence supporting the credibility of the only testifying eyewitness to the events immediately preced- ing the charged murder; (3) denying Murray's motion to excuse for cause a juror who had read a newspaper article about the case; and (4) denying Murray's motion to sup- press the testimony of a jailhouse informant. We hold that the district court erred under Fed. R. Evid. 404(b) and 403 in admitting testimony about the uncharged murder and in admitting evidence about specific instances of conduct supporting  the  credibility  of  the  eyewitness,  in  contra- vention of Fed. R. Evid. 608(b). We conclude that these errors require reversal of Murray's murder conviction but that they are harmless with respect to his convictions on the other charges.


I.


Murray  was  indicted  and  arrested  in  August  1992.

(App. 13) The superseding indictment on which he was tried  alleged  that  Murray  (whose   **3    "street  name" was  "Solo")  and  co-defendants  Jonathan  Ray  Bradley

("Fresh"   or  "Johnny  Fresh")   and  Emanuel   Harrison

("Paradise") intentionally killed Juan Carlos Bacallo on January 28, 1992, while engaging in and working in fur- therance of a drug distribution CCE. (App. 64) Bradley was  alleged  to  be  the  leader  of  the  drug  ring,  which imported cocaine from New York City in cookie boxes for  sale  in  the  1400-1600  block  of  Market  Street  in Harrisburg. (App. 65-66)


In August 1993,  the government filed notice that it would seek the death penalty against Murray. (App. 73-

75) See United States v. Bradley, 880 F. Supp. 271 (M.D. Pa. 1994) (addressing death penalty issues). In June 1994, on the last day scheduled for jury selection, the parties in- formed the court that they had reached a plea agreement,


103 F.3d 310, *313; 1997 U.S. App. LEXIS 40, **3;

46 Fed. R. Evid. Serv. (Callaghan) 223

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and two days later, Murray, Bradley, and Harrison entered guilty pleas. (App. 88, 107-11) Murray's plea agreement was designed to result in an offense level of 40 (a base offense level of 43 with a three-level reduction for ac- ceptance of responsibility), which would have produced a  sentence  in  the  neighborhood  of  25  years'  imprison- ment,  and  the  agreement  provided  that  he  could  with- draw the **4    plea if for any reason his offense level was  ultimately  calculated  to  be  higher  than  40.  (App.

108). Because the district court judge did not believe that Murray was entitled to a reduction for acceptance of re- sponsibility due to his failure to show remorse, she held that  Murray's  offense  level  would  be  43,  which  would have  required  a  life  sentence.  (App.  50)  Murray  then moved  to  withdraw  his  plea,  and  the  court  granted  the motion. (App. 52) Murray sought reconsideration of the death penalty authorization, and a few days before jury selection was scheduled to begin, the government advised that the Attorney General had withdrawn that authoriza- tion. (App. 337). Before this time,  the government had been planning to use testimony concerning the uncharged murder during the sentencing phase as part of its argument in favor of the death penalty, but after the death penalty authorization was withdrawn, the government decided to attempt to introduce this testimony during the guilt phase of Murray's trial. See Govt. Br. at 33 n.2. (App. 78, 85). Murray's trial lasted four days. The government of- fered strong evidence concerning his drug distribution ac- tivities, and we will not recount that **5   evidence here. However, because of its relationship to Murray's two key evidentiary arguments, we will summarize the evidence relating  to  the  murder.  The  government  presented  evi- dence that Bacallo, the murder victim, had been working for Bradley's drug ring as a street-level dealer and that he owed Bradley money for drugs he had been "fronted."

(App. 786). *314  Marguerite King, Bacallo's girlfriend, testified that a week before he was murdered Bacallo ap- proached Bradley to inform him that he was quitting the drug business and that Bradley responded by pointing a sawed-off shotgun at Bacallo's head and telling him that

"once you are in this business, you never get out." (App.

787, 791) King admitted that she had lied to the police when  she  was  questioned  shortly  after  the  murder,  ex- plaining that she had been afraid to tell the truth because Harrison was with her. (App. 788-89)


Jay Williams testified that on the night of the mur- der, Bacallo, Harrison, and he went to a bar even though Bacallo did not want to go. (App. 803-04) Williams said that he and Harrison asked Bacallo if the reason he did not want to go the bar was because "you don't got Fresh's money," but Bacallo denied this. (App.   **6    803-04) Williams testified that inside the bar Bradley and Murray

"smacked" Bacallo repeatedly and that Bacallo, Bradley,


Murray, and Harrison left the bar and got into a taxicab because, as Bacallo said, "they want me to do something for them." (App. 805-06) Williams admitted that at the time he testified he was incarcerated for drug trafficking, that he had lied shortly after the murder when he gave the police a statement (in which he denied any knowledge of the anything relating to the murder), and that he had been smoking marijuana and drinking alcohol on the night of the murder. (App. 799, 807, 811-12)


Richard Brown,  a taxicab driver who was "friends" with Murray, testified that he picked up Bacallo, Murray, and  Harrison  (but  not  Bradley)  in  his  cab  on  January

28, 1992, and that, at Murray's direction, he drove them to  a  deserted  part  of  State  Farm  Road  in  Susquehanna Township. (App. 717-19) He gave the following account of what happened next. Murray told Brown to pull over and instructed Bacallo to get out of the car because "he was going to make him walk." (App. 719) Harrison, whom Brown had noticed was carrying a sawed-off shotgun be- neath his coat,  remained in the car. (App.   **7    719) Shortly after Murray and Bacallo walked away from the car,  Brown  heard  gunshots.  (App.  720)  A  few  seconds later, Murray got back into the car, carrying a .45 caliber pistol, and said something to the effect of "that is what someone gets for being in violation." (App. 720) "Scared as  hell,"  Brown  drove  Murray  and  Harrison  back  into town and then returned home. (App. 721-22) When he got home, Brown told Stephanie Stewart, with whom he was living at the time, what had happened. (App. 722) Brown admitted that he had been working as an in- formant for the Harrisburg Police Department at the time of the murder, but that he had not reported what he had seen in the early morning of January 28, 1992, until July or August of that year. (App. 723) Brown explained that he waited so long "because quite frankly,  I was afraid, not only for myself, but for the people I cared about the

sic . My mother was dying of cancer. I didn't want any accidents  to  happen  to  any  of  them.  I  cared  about  my children." (App. 723) Brown admitted that he had been using marijuana and cocaine for 27 years and that he had been convicted of cocaine possession and theft of services.

(App. 725)


Stewart  testified   **8        that  when  Brown  returned home the day of the murder he told her that "I just saw Solo kill someone." (App. 767-68) She stated that when she  read  about  the  murder  in  the  newspaper  she  asked Brown, "Is this what you were talking about?" and that he replied in the affirmative. (App. 776)


After Murray cross-examined Brown, the government called Lt. John Goshert, a Harrisburg police officer, to tes- tify in support of Brown's reliability. Murray objected to Goshert's testimony on the ground that "the character of


103 F.3d 310, *314; 1997 U.S. App. LEXIS 40, **8;

46 Fed. R. Evid. Serv. (Callaghan) 223

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Brown  for truthfulness" had not been "attacked by opin- ion or reputation evidence or otherwise," Fed. R. Evid.

608(a),  and that even if it had,  Lt. Goshert's testimony violated Fed. R. Evid. 608(b)'s proscription on proof of specific instances of conduct by extrinsic evidence. (App.

822,  826-29)  The  court  overruled  Murray's  objection.

(App. 829)


Lt. Goshert testified that, as the officer in charge of the Harrisburg police drug enforcement unit, he had uti- lized Brown as a confidential informant since 1988. (App.

834-36)  Lt.  Goshert  stated  that  in  his  opinion  Brown was  "extremely  reliable"  in  providing   *315    accurate information.  (App.  836)  Lt.  Goshert  explained  that  the Harrisburg **9    police had "made" "in excess of 65" cases and had obtained "numerous" search warrants as a result of Brown's services as an informant. (App. 836) Robert McCallister, a Susquehanna police officer, tes- tified that he discovered Bacallo's body on the morning of January 28, 1992, and found seven shell casings nearby.

(App. 648, 651-52) James Rottmund, a ballistics expert, testified  that  all  seven  casings  were  from  the  same  .45 caliber gun and that the shots were fired from a distance of at least five feet. (App. 683-84) Dr. Isadore Mihalakis, a  medical  examiner,  testified  that  Bacallo  had  suffered eight  gunshot  wounds:   one  to  the  right  thigh,  three  to the right buttock, two to one hand, one to the other wrist, and one to the head. (App. 702-05, 707) Dr. Mihalakis testified that all eight wounds (which, he said, might have been caused by seven shots) were inflicted from behind, that the shot to the head was the final one, and that it oc- curred with Bacallo in a prone position. (App. 705, 710) He  concluded  that  the  manner  of  death  was  homicide.

(App. 713)


Randy  Drawbaugh  and  Sean  Proffit,  both  jailhouse informants,  testified  as  well.  Drawbaugh  testified  that Murray had told him that "he **10   shot a guy named Carlos" because "Carlos" owed him money. (App. 851-

52) Proffit testified that Murray told him that he was going to "get" all of the witnesses against him when he was re- leased from jail and, in particular, that "there was a certain witness named Juice Xenophon Singleton  that he was going to get and throw his baby off the roof of a building."

(App. 870) Drawbaugh and Proffit were impeached with their criminal records. n1


n1  Prior  to  trial,  Murray  had  moved  to  ex- clude Proffit's testimony on the ground that Proffit's conversation with him violated Massiah v. United States, 377 U.S. 201, 12 L. Ed. 2d 246, 84 S. Ct.

1199 (1964), but after a pretrial hearing, the court denied the motion. (App. 412)


Murray's Rule 404(b) and 403 arguments are based on the testimony of Jemeke Stukes ("Quest"). Stukes testified that, while in New York City, he met Bradley, who intro- duced him to Murray. In August 1991,  Stukes said,  he went to Harrisburg to sell cocaine at Bradley's invitation.

(App. 463-64) Stukes was indicted and arrested at **11  the same time as Murray and pled guilty in January 1993 to conspiracy to distribute cocaine, for which he was sen- tenced to 24 months' imprisonment. (App. 19, 449) At the time of Murray's trial, Stukes had recently completed a combined 38 months of imprisonment on the federal con- viction and related state charges. (App. 446-50) Stukes testified that Murray committed an uncharged murder in New York City in 1991. According to Stukes, in the mid- dle of August 1991, " a  guy by the name of Howie came by  Mr.  Bradley's  store  in  Manhattan  and  said  his  little cousin was having problems with this guy," referring to a  dispute  over  drug  territory.  (App.  457)  Bradley  told Howie  that  "me  and  Solo  will  take  care  of  it,"  and  he asked Stukes to "go along." (App. 457) Stukes explained that  "Fresh   Bradley   had  me  go  along  to  see  how  his reputation  is  established  because,  you  know,  he  has  a rep in New York as being a shooter,  and,  you know,  a fairly large drug dealer." (App. 458) On a Sunday after- noon,  "Howie" drove Bradley,  Murray,  and Stukes in a van to a housing project at 169th Street and Washington Avenue in the Bronx to look for a "heavy-set" Panamanian man. (App. 459) Stukes testified that Bradley **12   and Murray wrapped their faces in towels so that only their eyes were visible and that all three of them left the van while Howie remained in it. (App. 459) Then, according to Stukes, "Solo Murray  went up to the guy" while "Fresh

Bradley  stood across the street." (App. 459) Stukes tes- tified  that  "Solo  went  up  to  the  guy  and  pumped  four slugs in his chest. And as he was running back towards the van, Fresh, you know, had his gun out and he sprayed the building, you know, fired shots at the building because there was people standing out there." (App. 460) Stukes fled the scene in a taxicab and did not report the incident to the police. (App. 461, 463) Shortly thereafter, Stukes went to Harrisburg with Bradley and Murray.


A New York City Housing Police report shows that a man named Jorge Tesis was shot and killed on Sunday, July 21, 1991, at the location indicated by Stukes. (App.

328)   *316    Two other individuals were also shot but were  not  seriously  injured.  (App.  328)  The  report  de- scribes the alleged perpetrator as a 5'8" tall 20-year old; Murray was 18 or 19 years old at the time and is 6' tall.

(App. 328, 822) According to the report, a "witness states male walked up to the victim   **13   and opened fire with  a  gun  striking  victim  in  the  stomach  and  chest."

(App. 329)


Murray  was  convicted  on  all  counts.  (App.  57)  A


103 F.3d 310, *316; 1997 U.S. App. LEXIS 40, **13;

46 Fed. R. Evid. Serv. (Callaghan) 223

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sentence of life imprisonment was imposed, and Murray appealed.


II.


Murray challenges the admission of Stukes' testimony under both Fed. R. Evid. 404(b) and Fed. R. Evid. 403. We address his Rule 404(b) argument first.


A.  As  a  general  rule,  "all  relevant  evidence  is  ad- missible," Fed. R. Evid. 402, and evidence is "relevant" if its existence simply has some "tendency to make the existence  of  any  fact  that  is  of  consequence  to  the  de- termination of the action more probable or less probable than it would be without the evidence." Fed. R. Evid. 401. However, Rule 404(b) restricts the admission of one cat- egory of relevant evidence. Rule 404(b) provides in part as follows:


Evidence  of  other  crimes,  wrongs,  or  acts is  not  admissible  to  prove  the  character  of the person in order to show that he acted in conformity  therewith.  It  may,  however,  be admissible for other purposes, such as proof of  motive,  opportunity,  intent,  preparation, plan, knowledge, identity, or absence of mis- take or accident.



Thus,  in  order  for  "evidence  of  other  crimes,  wrongs,

**14    or acts" to be admissible, it must be relevant to prove something other than "the character of the person in order to show that he acted in conformity therewith." In this case, therefore, Rule 404(b) barred Stukes' testi- mony if it was relevant only to permit the jury to infer that Murray had a homicidal character and that this char- acter found expression in the murder of Bacallo. But if Stukes'  testimony  was  relevant  to  prove  anything  else, Rule 404(b) did not preclude its admission. On appeal, Rule  404(b)  rulings  "may  be  reversed  only  when  they are clearly contrary to reason and not justified by the ev- idence."  United  States  v.  Balter,  91  F.3d  427,  437  (3d Cir. 1996)(quotation omitted). See also United States v. Himelwright, 42 F.3d 777, 781 (3d Cir. 1994).


The  admission  of  evidence  that  is  allowed  by  Rule

404(b)  is  not  disfavored,  but  trial  judges  need  to  exer- cise particular care in admitting such evidence. This is so for at least two reasons. First, the line between what is  permitted  and  what  is  prohibited  under  Rule  404(b) is sometimes quite subtle. Second, Rule 404(b) evidence sometimes carries a substantial danger of unfair prejudice and thus raises serious questions **15    under Fed. R. Evid. 403. Therefore, it is advisable for a trial judge to insist that a party offering Rule 404(b) evidence place on the record a clear explanation of the chain of inferences


leading from the evidence in question to a fact "that is of consequence to the determination of the action." Fed. R. Evid 401. And it is likewise advisable for the trial court to place on the record a clear explanation of the basis for its ruling on the admission of the evidence. Not only do these procedures help to ensure that sensitive Rule 404(b) rulings are made with care (and thus to diminish the like- lihood that these rulings will result in reversals), but these procedures greatly assist the process of appellate review. Consequently, although the language of Rule 404(b) does not require such procedures, our cases have emphasized their usefulness. See Himelwright, 42 F.3d at 782; United States v. Sampson, 980 F.2d 883, 888 (3d Cir. 1992). Unfortunately,  these  procedures  were  not  followed here.  The  government  never  provided  a  clear  explana- tion  on  the  record  of  the  chain  of  inferences  on  which it was relying. n2   *317    Its best explanation appears to have occurred at the charge conference, when **16  the prosecutor stated that Stukes' testimony "wasn't just

offered for  identity. Role in the organization, common scheme, plan, a number of different reasons." (App. 957) The prosecution provided no further explanation beyond these conclusory statements, and the district court simi- larly gave little explanation for its ruling admitting this highly sensitive evidence. The district court's most com- plete on-the--record explanation appears to have occurred during the charge to the jury when it said only that the evidence was admitted "for the very limited purpose to show identity, role in the conspiracy, a common scheme or plan," and cautioned that it was not admissible to prove character.  (App.  995-96)  We  have  searched  the  record but  have  been  unable  to  find  anything  other  than  these conclusory assertions to support the admission of Stukes' testimony regarding the uncharged New York murder.


n2 The government contends that Murray never objected under Rule 404(b) or Rule 403 to the intro- duction of Stukes' testimony. However, it appears to  us  that  Murray  did  raise  both  of  these  issues. The court opened the August 10, 1995 hearing by making its Rule 403 ruling (App. 377), which indi- cates that Murray had argued this point in chambers. In addition, Murray repeated the objection on the record, if somewhat obliquely. See App. 382 ("Your Honor,  I  would  also  point  out  that  as  the  Court has noted, it is highly prejudicial.") Shortly there- after,  the  government  referred  to  the  court's  off- the-record discussion of the Rule 403 issue. (App.

385)  At  an  August  14  hearing,  Murray's  counsel noted that "most of my argument on the 404(b) ma- terial, the New York murders, was said in chambers off the record." (App. 818) Later, when the court asked Murray's counsel to draft a limiting instruc-


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tion  for  Stukes'  testimony,  he  replied  that  "I  am not quite sure what the relevance was, and it was my contention that it was not relevant." (App. 820) While it is true that much of Murray's ire with re- spect to Stukes' testimony was directed at the fact that he did not receive notice that it would be used in the government's case-in--chief until the day be- fore trial (because of the government's last-minute change in strategy precipitated by the withdrawal of the death penalty authorization), we are satisfied that Murray made it sufficiently clear that he was objecting to its relevance under Rule 404(b) and to its unfair prejudicial effect under Rule 403. Fed. R. Evid. 103(a). Cf.  United States v. Long, 574 F.2d

761, 766 (3d Cir.), cert. denied, 439 U.S. 985, 58

L. Ed. 2d 657, 99 S. Ct. 577 (1978).


**17


We  have  examined  each  of  the  grounds  offered  by the  prosecution  and  accepted  by  the  trial  judge  for  the admission of this testimony,  and even under the highly deferential standard of review that we generally apply to a trial judge's Rule 404(b) rulings, we believe that the ad- mission of this evidence was improper. The government's principal Rule 404(b) argument seems to be that Stukes' testimony was relevant to show Murray's role in the con- spiracy. While the government's brief does little to flesh out  this  argument,  we  perceive  the  argument  to  run  as follows:  Murray murdered the victim in New York City at the behest of the CCE charged in the indictment; from this fact, the jury could infer that Murray was the CCE's designated "shooter";  and from this fact, the jury could infer that the shooting of Bacallo, which was committed in the interests of the Bradley CCE, was performed by Murray.


This theory, however, is undermined by the absence of any evidence that the New York murder about which Stukes  testified  was  in  any  way  related  to  the  charged CCE. On the contrary, it appears from Stukes' testimony that the murder arose out of a dispute between the cousin of a friend of Bradley's **18    ("Howie") and the New York victim over drug sales in New York City. The gov- ernment has not directed our attention to any evidence that Howie, his cousin, or the New York victim were involved in the CCE described in the indictment or that the dis- pute with the New York victim had anything to do with the activities of that CCE, whose drug sales took place in Harrisburg. (App. 65-66) Thus, evidence that Murray was a triggerman in the New York murder does not tend to show that he performed the same role in the Harrisburg CCE, and consequently this evidence does not seem to be admissible under Rule 404(b) to show his role in the charged CCE. n3


n3 The government might conceivably have ar- gued, not that the New York murder showed that Murray  played  the  role  of  the  CCE's  designated killer, but that he played the role of Bradley's per- sonal killer. But even if the government had made this  argument,  the  legitimate  probative  value  of this  evidence  would  have  been  substantially  out- weighed by the danger of unfair prejudice for es- sentially the reasons set out in part IIB of this opin- ion.


**19


The absence of evidence that the New York murder was  related  to  the  CCE  charged  in  the  indictment  also dooms  the  government's  argument  that  evidence  of  the New York murder was admissible because it and Bacallo's murder were committed on the basis of a common plan or scheme. As we explained in Government of the Virgin Islands v. Pinney, 27 V.I. 412, 967 F.2d 912, 916 (3d Cir.

1992), "ordinarily, when courts speak of 'common plan or scheme,' they are referring to a situation in which the charged and the *318   uncharged crimes are parts of a single series of events." In this case, there is no evidence that the two killings were planned together or that they involved a common design. Cf. United States v. Baker, 82

F.3d 273, 276 (8th Cir. 1996) (admitting evidence that the defendant police officer had previously employed a "re- markably similar" extortion scheme in which "a motorist is stopped for speeding, a firearm is discovered, and the motorist is given the choice of facing charges or 'working it out' with Baker"). n4


n4 The same is true with respect to the govern- ment's  suggestion  on  appeal  that  evidence  of  the New York murder was admissible to establish the existence of the charged CCE and Murray's mem- bership in it. See Govt. Br. at 29. Since there was no evidence that the New York murder was committed as part of the charged CCE, Murray's commission of that murder does not tend to show either the ex- istence of that enterprise or Murray's membership. Another  related  argument  advanced  by  the government  on  appeal  is  the  contention  that  the New York murder showed Murray's motive for the Bacallo murder, "that is to advance the interests of the Continuing Criminal Enterprise." Govt. Br. at

35. Apparently, the government's theory is that the New York murder was relevant to show Murray's membership in the CCE and thus to show that he had  a  motive  for  the  Bacallo  killing,  which  fur- thered the CCE's interests. But the lack of evidence linking the New York murder to the CCE is fatal to this theory.


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Page 6




**20


We also see no merit in the government's argument in the district court that proof of the New York murder was admissible to prove "identity" because that murder was "a signature killing" and because Bacallo's murder bore the same signature. (App. 820) "The evidence concerning the manner in which the two alleged crimes were commit- ted here was neither sufficiently detailed nor significantly unusual  to  permit  any  inference  that  the  perpetrator  of the second crime  was the same perpetrator of the first." Pinney, 967 F.2d at 916. The New York murder was com- mitted during the day on a public street at the spot where the victim was found. The shooting occurred in the pres- ence of bystanders, some of whom were apparently hit. Two  gunmen  participated.  By  contrast,  the  Harrisburg murder occurred at night in a secluded spot to which the victim was taken. There were no innocent bystanders, and it appears that only one gun was used. n5


n5 On appeal, the government advances the ap- parently new argument that evidence of the New York murder was admissible to refute in advance a claim that Murray had made in a letter to the district court after the sentencing hearing that followed his abortive guilty plea. At that time, Murray claimed that Bacallo had lunged at him prior to the shoot- ing,  and  the  government  maintains  that  evidence of the New York murder was relevant to show that the Bacallo killing was not accidental and was not committed in self-defense. Govt. Br. at 29-30. The government further argues that it "did not have to wait for rebuttal to offer this evidence." Id. at 30. Murray, however, did not testify, and the govern- ment does not claim that the defense ever suggested to the jury that the Bacallo murder was accidental or that it occurred in self-defense. Moreover, the gov- ernment itself notes that the theory that the killing was accidental or in self-defense "was in stark con- trast to the . . . nature of Bacallo's wounds." Id. at

9.  Thus,  without  any  suggestion  by  the  defense that the killing was accidental or occurred in self- defense, it is questionable whether the New York killing was relevant, and in any event its probative value to show absence of accident or self-defense was undoubtedly negligible.


**21


In  sum,  we  do  not  believe  that  any  of  the  grounds advanced by the prosecution and accepted by the district court at trial can justify the admission of the evidence of the New York murder under Rule 404(b).


B. Moreover, even if this evidence had some relevance to show something other than that Murray has a homicidal character, this relevance was so slight and the potential for unfair prejudice was so great that Fed. R. Evid. 403 demanded the exclusion of the evidence.


Rule 403 provides in pertinent part that "although rele- vant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice

. . . ." We review a Rule 403 ruling for abuse of discretion unless the district court failed to explain its ruling and "its reasons for doing so are not otherwise apparent from the record." Himelwright, 42 F.3d at 781.


In this case, the district court's on-record explanation for its ruling was minimal. It appears that the district court conducted virtually all of its Rule 403 discussion off the record in chambers and that the sum total of its on-record treatment of the issue is the *319   conclusory statement that "the Court recognizes that it **22    is prejudicial, but  it  is  also  highly  probative."  (App.  377)  When  the record does not contain an adequate explanation of a trial judge's Rule 403 ruling, a remand for clarification may be appropriate, but here we see no reason for a remand, because we see no basis on which the admission of the ev- idence in question could be sustained. Cf.  United States v. Sriyuth, 98 F.3d 739, 744 n.8 (3d Cir. 1996) ("We take this occasion, once again, to remind the district courts of their obligation to perform this weighing process on the record. Although we are able to perform this balancing here, other cases may require remand to the court for such proceedings or even for a new trial.").


It should go without saying that evidence in a murder trial that the defendant committed another prior murder poses a high risk of unfair prejudice. Stukes' testimony concerning the uncharged New York murder informed the jury that Murray had shot at point-blank range a man with whom he had no personal conflict and whom he appears not to have even known. Evidence would have to possess significant  probative  value  to  avoid  being  substantially outweighed by the grave danger of unfair prejudice that this testimony **23   carried.


In the previous section of this opinion, we reviewed all of the government's arguments as to how the evidence of the New York murder was relevant to prove something other  than  Murray's  homicidal  character,  and  we  con- cluded that this evidence was not even relevant to show any of the permissible things mentioned by the govern- ment or the district court at trial. But even if the evidence of the New York murder had some relevance under one or more of these theories, its legitimate probative value was unquestionably slight. We will now again discuss all of the government's theories, but we will add a few comments


103 F.3d 310, *319; 1997 U.S. App. LEXIS 40, **23;

46 Fed. R. Evid. Serv. (Callaghan) 223

Page 7


about the government's best theory, i.e., that the proof of the New York murder was relevant to show Murray's role in the CCE.


As we previously noted, the government's theory ap- parently is that the evidence of the New York murder was relevant to show that Murray played the role of the CCE's killer, that the Bacallo murder was committed to serve the CCE's interests, and that therefore it could be inferred that Murray committed that murder. Even if there were some slight evidence that the New York murder was connected with  the  CCE  charged  in  the  indictment,  the  probative

**24    value of the testimony regarding the New York murder to show that Murray committed the Bacallo mur- der would still be small. Under the government's theory, the probative value of the evidence of the New York mur- der  depends  on  the  uniqueness  of  Murray's  role  as  the CCE's "shooter." The events surrounding the New York murder,  however,  as recounted by Stukes,  do not show that Murray played the unique and distinctive role of the CCE's killer. On the contrary, Stukes testified that Bradley

"has a rep in New York as being a shooter," explained that Bradley  brought  him  along  to  see  how  Bradley  estab- lished that reputation, and testified that Bradley "sprayed the building" with gunfire. (App. 458, 460) Accordingly, the testimony regarding the New York murder suggested at most that Murray was a shooter, not the shooter. Unless there were significant evidence linking the New York mur- der to the CCE, Stukes' account of the New York murder would  appear  to  have  little  legitimate  probative  value. n6  Accordingly,  we  hold  that  the  district  court  abused its discretion in concluding that any legitimate probative value  possessed  by  this  evidence  was  not  substantially outweighed by the danger **25   of unfair prejudice.


n6 On redirect examination, Stukes was asked,

"What was Mr. Murray's role or function or rep- utation in your crew?" and Stukes responded that he was "just a shooter." (App. 522-23) The parties have not addressed the question whether this testi- mony, as opposed to Stukes' testimony concerning the New York murder, was properly admitted, and we therefore do not reach that question here.



We are unable to conclude that the district court's Rule

404(b) and Rule 403 errors were harmless in relation to the murder charge. In order to do so, we would have to be persuaded that it is "highly probable that the evidence . .

. did not contribute to the jury's judgment of conviction." Government of Virgin Islands v. Archibald, 28 V.I. 228,

*320   987 F.2d 180, 187 (3d Cir. 1993) (quoting United States v. Schwartz, 790 F.2d 1059, 1062 (3d Cir. 1986)). While the jury might have convicted Murray of the murder without relying on Stukes' testimony, we do not believe


that the other evidence against him was so overwhelming

**26    as to render that conclusion "highly probable." There was only one eyewitness, and the jury might well have discounted or discredited his testimony based on his delay in reporting what he knew and his extensive his- tory  of  drug  use.  Furthermore,  as  explained  below,  his credibility was improperly bolstered with testimony that was proscribed by Fed. R. Evid. 608. Many of the gov- ernment's other witnesses were similarly impeached on the basis of inconsistencies in their stories, their interest in cooperating with the prosecution, and their own drug use. Moreover, in its closing argument, the government emphasized Stukes' testimony. The prosecutor said:


Stukes  was present in July of 1991 when this  defendant  gunned  down  an  individual in New York, participated in a murder with Jonathan Ray Bradley of a drug dealer over drugs.  Doesn't  that  help  establish  that  this defendant was part of this conspiracy whose role as Stukes said was the shooter,  whose favorite weapon was a .45?


This is not the trial of that incident in New York. This is not that trial. That evidence is offered  to  establish  the  reliability  of  all  of the  other  information  establishing  this  de- fendant as **27    the killer of Juan Carlos Bacallao sic  in this case. And if you credit that testimony of Stukes, doesn't that help es- tablish that this defendant is in fact a killer, the shooter,  the executioner of Juan Carlos Bacallao sic ?


App. 915-16 (emphasis added).


We cannot disregard the possibility that the evidence of  the  New  York  murder  "weighed  too  much  with  the jury and . . . so overpersuaded them as to prejudice one with a bad general record and deny him a fair opportu- nity to defend against a particular charge." United States v. Sampson, 980 F.2d 883, 886 (3d Cir. 1992) (quoting Michelson v. United States, 335 U.S. 469, 476-76, 93 L. Ed. 168, 69 S. Ct. 213 (1948)). We are thus constrained to reverse the judgment of conviction as to the murder charge contained in count two and to remand for a new trial on that charge to be conducted without evidence of the  New  York  murder.  In  contrast,  we  believe  that  the erroneous admission of Stukes' testimony was harmless with respect to the drug charges contained in counts three and six of the superseding indictment. Murray's argument on appeal focuses exclusively on the murder conviction, and it is with respect to that charge that the jury could have

**28   been improperly influenced by Stukes' testimony;


103 F.3d 310, *320; 1997 U.S. App. LEXIS 40, **28;

46 Fed. R. Evid. Serv. (Callaghan) 223

Page 8


while evidence that Murray was a murderer might have contributed to his conviction for murder, such evidence is unlikely to have persuaded the jury that Murray was guilty  of  the  drug  charges.  Moreover,  the  government presented  substantially  stronger  evidence  in  support  of the drug charges than in support of the murder charge, in- cluding testimony by many individuals who participated in the CCE or who were associated with participants as well as by a Harrisburg police officer who had made an undercover purchase of cocaine from Murray. We there- fore conclude that it is "highly probable," Archibald, 987

F.2d at 187, that Stukes' testimony did not contribute to the jury's conviction of Murray on the drug charges.


III.


Murray  argues  that  the  admission  of  the  testimony of Lt. John Goshert of the Harrisburg police department contravened Fed. R. Evid. 608. Murray timely and clearly objected to Lt. Goshert's testimony. (App. 826-28) In rel- evant part, Rule 608 provides:


(a) The credibility of a witness may be . . . supported by evidence in the form of opinion or reputation, but subject to these limitations

. . . (2) evidence of truthful **29   character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise.


(b) Specific instances of the conduct of a wit- ness, for the purpose of attacking or support- ing the witness' credibility . . . may not be proved by extrinsic evidence.


Murray's first argument is that Brown's character for truth- fulness  was  not  "attacked  by  opinion  or  reputation  ev- idence   *321        or  otherwise."  We  disagree.  It  is  true that  Murray  did  not  present  any  opinion  or  reputation evidence to impeach Brown,  but Murray's counsel per- formed an extended and vigorous cross-examination of Brown  that  exposed  Brown's  various  illegal and  sordid activities. Murray's counsel questioned Brown about his long-standing and heavy drug use, his acquaintance with many Harrisburg drug dealers,  his apparent under-the-- table tax-free compensation for his work as an informant, his convictions for drug possession and theft of services, his unlawful carrying of an unlicensed firearm, his con- cealment of his drug use from his friend and contact in the Harrisburg police department, and his prior inconsistent statements to the grand jury. (App. 730-61)   **30    In view of this questioning,  the opinion or reputation tes- timony given by Lt. Goshert fell within the language of Rule 608(a)(2) permitting the introduction of such evi- dence to support a witness' credibility when his character


for truthfulness has been "otherwise" attacked. See, e.g., United States v. Dring, 930 F.2d 687, 692 (9th Cir. 1991), cert. denied, 506 U.S. 836, 121 L. Ed. 2d 68, 113 S. Ct.

110 (1992); Fed. R. Evid. 608(a), Advisory Committee Notes ("evidence of misconduct, including conviction of crime," permits rehabilitation).


Murray's more persuasive argument is founded upon Rule 608(b)'s prohibition on proving specific instances of a witness' conduct by extrinsic evidence. Once Brown's character for truthfulness was attacked by Murray's coun- sel, the government was entitled to attempt to rehabilitate Brown by calling a witness to give opinion or reputation testimony  as  to  Brown's  character  for  truthfulness.  But the government was not entitled to present "extrinsic ev- idence" of "specific instances" of Brown's conduct "for the purpose of . . . supporting his  credibility." Fed. R. Evid. 608(b). Lt. Goshert's testimony was as follows:


Q. Lieutenant Goshert, do you know an in- dividual   **31         by  the  name  of  Richard Brown?


A. Yes, I do.


Q. Have you ever used Mr. Brown as a con- fidential informant?


A.  On  numerous  occasions,  the  Harrisburg

Police has utilized him.


Q.  As  a  result  pf   sic   your  using  Richard Brown as a confidential informant, have you made any cases?


A. Yes, we have.


Q. Do you have an idea of approximately how many?


A. In excess of 65. 65, 66 something like that.


Q. And search warrants, have you obtained search warrants based on his information?


A. Yes, we have numerous times.


Q. How long a period of time have you been dealing with Mr. Brown?


A. Since 1988.


Q. Based on your dealings with Mr. Brown and the cases you said that he has made, can


103 F.3d 310, *321; 1997 U.S. App. LEXIS 40, **31;

46 Fed. R. Evid. Serv. (Callaghan) 223

Page 9


you give us your opinion as to his reputation for being a reliable individual?


A. He is extremely reliable.


Q. In terms of the accuracy of the infor- mation?


A. Yes.


App. 835-36.


This   testimony,   in   our   view,   included   "extrin- sic  evidence"   of   Brown's   character   for  truthfulness. United  States  v.  McNeill,  887  F.2d  448,  453  (3d  Cir.

1989)("Extrinsic  evidence  is  evidence  offered  through other  witnesses  rather  than  through  cross-examination of   **32      the  witness  himself  or  herself."),  cert.  de- nied,  493  U.S.  1087,  107  L.  Ed.  2d  1055,  110  S.  Ct.

1152 (1990). Murray argues that Lt. Goshert's quantifi- cation  of  the  cases  that  Brown  had  "made"  constituted evidence of "specific instances" of Brown's conduct and thus should have been excluded under Rule 608(b). The government  contends  that  Lt.  Goshert's  testimony  was proper as foundation for his opinion as to Brown's char- acter for truthfulness. In support of the admission of Lt. Goshert's testimony in the district court, the government argued that "there has got to be some basis for the jury to know how he can give that opinion as to his reputation. And by letting the jury know they have a close working relationship over a period of time and that they have been involved in all of these incidents, then there is a basis for him giving that opinion." (App. 828) We   *322    agree that Lt. Goshert's testimony that the Harrisburg police had used Brown as a confidential informant on "numerous oc- casions" since 1988 was necessary to establish that he had a basis on which to offer his opinion as to Brown's char- acter for truthfulness. However, his testimony that Brown had "made" 65 or 66 cases was more specific than can be justified as necessary **33   to establish a foundation. n7


n7 The government prepared a chart detailing the particular instances where Brown had provided information  to  the  Harrisburg  police,  but  it  con- ceded that the chart was not admissible under Rule

608(b). (App. 827)



United States v. Taylor, 900 F.2d 779 (4th Cir. 1990) presented a situation extremely similar to the instant case. In Taylor as in this case, the government's fortunes de- pended in large part on the credibility of an informant, and the government called a law enforcement officer to testify as to the informant's reliability. The officer testified that the informant "had acted as a buyer for the government on 15 to 18 drug buys," that he "had given reliable infor-


mation in a particular case which resulted in the seller's conviction," and that "several others either pleaded guilty or were convicted as a result of the informant's  testi- mony."  Id.  at  780-81.  The  court  held  that  it  was  error to admit evidence that the informant's testimony had re- sulted in convictions **34    in other cases.   Id. at 781. Lt. Goshert's testimony was substantially identical,  and we conclude that its admission contravened Rule 608(b). We are buttressed in this conclusion by the emphasis placed by the government on Lt. Goshert's testimony in its closing argument. The government first told the jury that "it was very important, wasn't it, to hear from him?"

and then argued:


And Lieutenant Goshert, you think he would let  any  of  his  men  or  himself  kick  down some door with a search warrant on a drug raid or make an arrest on information from somebody  that  they  didn't  think  was  reli- able? Sixty-seven cases, Richard Brown has proven to be a reliable source of information for. They stake their lives on his testimony -- on his information. Does that give you some sense of how reliable he is?



App.  913-14.  This  emphasis  compounded  the  signifi- cance  of  the  error  in  allowing  Lt.  Goshert's  specific- instance testimony and prevents us from concluding that the error was harmless. n8 On retrial,  the district court should limit the government to eliciting from Lt. Goshert only such testimony as is necessary to establish a founda- tion for his opinion. n9


n8 In United States v. Piva, 870 F.2d 753, 760-

61 & n.9 (1st Cir. 1989), the court held that it was error to allow "a professional government witness

to   vouch   for  the  credibility  of  an  informant," but found that the district court rendered the error harmless by instructing the jury that: "Members of the jury, you have to make a determination whether you believe Mr. Pacheco the informant . Whether Mr.  Costa  believes  him  or  not  is  not  relevant  to that,  you have to make that determination,  based on your own observations of Mr. Pacheco and only that, and your judgment as to whether he was telling the truth." No such curative instruction was given in this case.

**35



n9 Murray does not argue that the erroneous ad- mission of Lt. Goshert's testimony somehow taints his convictions on the drug charges. The prejudi-


103 F.3d 310, *322; 1997 U.S. App. LEXIS 40, **35;

46 Fed. R. Evid. Serv. (Callaghan) 223

Page 10


cial effect of Lt. Goshert's testimony was to bol- ster the credibility of Richard Brown, who testified about the murder of which Murray was convicted. However, Brown did not testify in support of the drug charges. We therefore conclude that the district court's Rule 608(b) error does not require reversal of Murray's drug convictions.



IV.


Murray also argues that the district court erred in deny- ing his motion to disqualify for cause a juror who had read a newspaper article about the case. Immediately before trial  commenced  on  August  10,  1995,  the  court  asked whether any jurors had seen an article that appeared in the Harrisburg Patriot-News on August 2, 1995, entitled

"Feds  won't  seek  death  penalty  for  accused  killer,  22."

(App. 85) The article stated, inter alia, that Murray had previously pled guilty to the murder and had described it as "not a premeditation or contract killing. It was just a stupid unfortunate incident." (App. 85)


A juror named **36   Mary Kling acknowledged that she had read the article and was subjected   *323   to voir dire by the court and by Murray's counsel. (App. 413-15) Kling stated that all she could remember from the arti- cle was that the government had decided not to seek the death penalty and had not given any explanation for that decision,  that Murray was accused of murder,  and that he was from New York. (App. 414) She denied that she had formed any opinion as to Murray's guilt or innocence and affirmed that she could decide the case on the basis of the evidence. (App. 413-14) The court was satisfied that Kling could serve impartially and denied Murray's motion to excuse her for cause. (App. 419)


"In determining whether a particular juror should be excused for cause, our main concern is whether the juror holds a particular belief or opinion that will prevent or substantially impair the performance of his duties as a ju- ror in accordance with his instructions and his oath." Kirk v. Raymark Indus., Inc., 61 F.3d 147, 153 (3d Cir. 1995)

(quotations omitted), cert. denied, 134 L. Ed. 2d 95, 116

S. Ct. 1015 (1996). "Determining whether a prospective juror can render a fair verdict lies peculiarly within a trial judge's province."   **37    United States v. Polan,  970

F.2d 1280,  1284 (3d Cir. 1992), cert. denied,  507 U.S.

953, 122 L. Ed. 2d 745, 113 S. Ct. 1367 (1993) (quota-


tion omitted). We review the district court's ruling only for an abuse of discretion; "the question of the partiality of an individual juror 'is plainly one of historical fact: did a juror swear that he could set aside any opinion he might hold and decide the case on the evidence, and should the juror's protestation of impartiality have been believed . . .

. Therefore,  the trial court's resolution of such questions is entitled, even on direct appeal, to special deference.'" United States v. Ferri, 778 F.2d 985, 994 (3d Cir. 1985), cert. denied, 476 U.S. 1172, 90 L. Ed. 2d 983, 106 S. Ct.

2896 (1986) (quoting Patton v. Yount, 467 U.S. 1025, 104

S. Ct. 2885, 2891, 81 L. Ed. 2d 847 (1984)).


Under this deferential standard of review, we are unable to conclude that the court erred in allowing Kling to serve as a juror.


V.


Murray's final argument is that the district court erred in allowing Sean Proffit to testify as to what Murray told him in jail. Murray argues that the admission of Proffit's testimony deprived him of his Sixth Amendment right to counsel under Massiah v. United States,  377 U.S. 201,

12 L. Ed. 2d 246, 84 S. Ct. 1199 (1964). Massiah **38  held  that  the  government  may  not,  consistent  with  the Sixth Amendment, use as evidence statements made by the defendant "which it  had deliberately elicited from him after he had been indicted and in the absence of his counsel." Id. at 206. See also United States v. Brink, 39

F.3d 419, 421-22 (3d Cir. 1994). Thus, if the government had deliberately placed Proffit in proximity with Murray with  the  intention  of  eliciting  incriminating  statements from Murray in the absence of his counsel, Murray's claim would be valid. See United States v. Henry, 447 U.S. 264,

274,  65 L. Ed. 2d 115,  100 S. Ct. 2183 (1980). In this case, however, the district court held an evidentiary hear- ing  following  Murray's  objection  to  Proffit's  testimony and concluded that there was no evidence that the gov- ernment did so. (App. 396-412) We perceive no error in the district court's treatment of this issue.


VI.


For  the  foregoing  reasons,  we  reverse  the  judgment  of conviction  and  sentence  on  the  murder  charge  and  re- mand for a new trial. We affirm the judgment of convic- tion as to the drug charges and remand for resentencing, if appropriate, on those counts.   **39



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