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            Title United States v. Polan

 

            Date 1992

            By Alito

            Subject Misc

                

 Contents

 

 

Page 1





214 of 238 DOCUMENTS


UNITED STATES OF AMERICA v. WILLIAM S. POLAN, GEORGE H. WEHNER, SR., William S. Polan, Appellant


No. 91-3683


UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT



970 F.2d 1280; 1992 U.S. App. LEXIS 17439


May 12, 1992, Argued

July 29, 1992, Filed


PRIOR   HISTORY:             **1        ON   APPEAL   FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN  DISTRICT  OF  PENNSYLVANIA.  (D.C. Crim. No. 90-00095--01)


DISPOSITION: The judgment of the district court will therefore be affirmed.


CASE SUMMARY:



PROCEDURAL POSTURE: Defendant sought review of an order from the United States District Court for the Western District of Pennsylvania,  which convicted him of conspiracy to distribute and distribution of a controlled substance. Defendant contended that the indictment was defective, that several jurors should have been dismissed for cause, and that his trial did not commence within the time required by the Speedy Trial Act.


OVERVIEW: Defendant, a physician, was convicted of conspiracy to distribute and distribution of a controlled substance. The court found that while several counts of the indictment did not expressly allege that the drug distri- bution was not authorized under the specific section of the code, such allegations were not required under the plead- ing rule set out in 21 U.S.C.S. § 885(a)(1). The court that the district judge's assessment that selected jurors could be  impartial  was  not  an  abuse  of  discretion.  The  court affirmed defendant's conviction, finding that 78 days of delay while awaiting the completion of transcript upon the hearing on defendant's pretrial motion to suppress ev- idence was properly excluded from the computation of speedy trial time. Additionally, the court found that the district  court  properly  refused  to  turn  over  psychiatric records that contained no exculpatory information. Their production would have provided little, if any, useful in- formation. Lastly, the court found that the district court's instruction  on  the  term  "reasonable  doubt"  was  appro- priate  and  that  its  refusal  to  give  a  specific  instruction


proffered by the defendant was not error.


OUTCOME: The court affirmed defendant's conviction for conspiracy to distribute and distribution of a controlled substance because the indictment was sufficient, the dis- trict court made an appropriate finding that selected jurors could be impartial, and 78 days of delay while awaiting the completion of a motion transcript was properly ex- cluded from the computation of speedy trial time.


LexisNexis(R) Headnotes


Criminal   Law   &   Procedure   >   Pretrial   Motions   > Dismissal

HN1  A motion to dismiss an indictment for failure to charge an offense may be made at any time. Fed. R. Crim. P. 12(b)(2). However, indictments which are tardily chal- lenged are liberally construed in favor of validity. Criminal Law & Procedure > Accusatory Instruments

> Indictments

HN2  An indictment must charge every essential element of the offense. However, an indictment need not negative a statutory exception.


Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Delivery, Distribution & Sale

HN3   Under  21  U.S.C.S.  §  841(a)(1),  it  is  unlawful, except as authorized by this subchapter, for any person knowingly or intentionally to distribute a controlled sub- stance. Drug distribution by a physician violates this pro- vision and does not fall within the language "except as authorized by this subchapter" when the distribution oc- curs  outside  the  usual  course  of  professional  practice. Thus, the offense of illegal drug distribution by a physi- cian contains three essential elements: the physician must

(1)  knowingly  or  intentionally  (2)  distribute  (3)  a  con- trolled substance. The offense also includes an exception for drug distribution by a physician in the usual course of professional practice.


970 F.2d 1280, *; 1992 U.S. App. LEXIS 17439, **1

Page 2



Criminal  Law  &  Procedure  >  Criminal  Offenses  > Controlled Substances > Delivery, Distribution & Sale

HN4  Under 21 U.S.C.S. § 802(11), the term "distribute" means to deliver (other than by administering or dispens- ing) a controlled substance. Under 21 U.S.C.S. § 802(10), the  term  "dispense"  means  to  deliver  a  controlled  sub- stance to an ultimate user by,  or pursuant to the lawful order of, a practitioner. Thus, the delivery of a drug pur- suant to prescription cannot constitute distribution unless the prescription was not a lawful order.


Criminal Law & Procedure > Appeals > Standards of

Review > Abuse of Discretion

Criminal Law & Procedure > Juries & Jurors > Province of Court & Jury

HN5  A juror is impartial if he or she can lay aside any previously formed impression or opinion as to the merits of the case and can render a verdict based on the evidence presented in court. Determining whether a prospective ju- ror can render a fair verdict lies peculiarly within a trial judge's province. Thus, a trial judge's decision concerning a motion to dismiss a juror for cause may be reversed only if there has been an abuse of discretion.


Criminal Law & Procedure > Pretrial Motions > Speedy

Trial > Excludable Time Periods

HN6  Under 18 U.S.C.S. § 3161(h)(1)(F), a court must exclude delay  resulting from any pretrial motion,  from the  filing  of  the  motion  through  the  conclusion  of  the hearing on, or other prompt disposition of, such motion. This provision excludes all time between the filing of and the hearing on a motion, whether or not that hearing was prompt. This provision also excludes time after a hearing has been held where a district court awaits additional fil- ings from the parties that are needed for proper disposition of the motion.


Criminal Law & Procedure > Pretrial Motions > Speedy

Trial > Excludable Time Periods

HN7       18  U.S.C.S.  §  3161(h)(1)(F)  excludes  a  post- hearing period during which the district court is await- ing preparation of a transcript of the hearing.


Evidence > Criminal Evidence > Privileges > Doctor- Patient Privilege

HN8  The Constitution provides qualified protection for medical records sought by search warrant or subpoena. This protection is not absolute,  and an individual's pri- vacy interest in medical records must be balanced against the legitimate interest of others in obtaining disclosure.


COUNSEL:   THOMAS   S.   WHITE,   Federal   Public Defender,   W.  PENN  HACKNEY,  First  Ass't  Public Defender,   KAREN  SIRIANNI  GERLACH  (Argued), Ass't  Federal  Public  Defender,  415  Convention  Tower,

960 Penn Avenue,  Pittsburgh,  PA 15222,  Attorneys for




Appellant, William S. Polan.


THOMAS W. CORBETT, JR.,  United States Attorney, CONSTANCE  M.  BOWDEN  (Argued),  Ass't  United States  Attorney,  633  U.S.  Courthouse  &  Post  Office, Pittsburgh,  PA  15219,  Attorney  for  Appellee,  United States of America.


JUDGES:               Before:    STAPLETON,        ALITO    and

ALDISERT, Circuit Judges OPINIONBY: ALITO OPINION:


*1281   OPINION OF THE COURT


ALITO, Circuit Judge:


The  defendant,  a  physician,  was  indicted  and  con- victed  for  one  count  of  conspiracy  to  distribute  oxy- codone, a schedule II controlled substance, in violation of

21 U.S.C. § 846, and 31 counts of distributing oxycodone, in violation of 21 U.S.C. § 841(a)(1) and (b)(1)(c). The ev- idence showed that George Wehner, who testified for the prosecution,  periodically  sent  individuals  to  the  defen- dant's residence and paid the defendant for purportedly

**2    examining  them;  that  the  defendant  gave  these individuals  prescriptions  for  oxycodone  in  the  form  of percocet tablets;  that these individuals   *1282    subse- quently turned over the tablets to Wehner;  that Wehner then sold the tablets or bartered them for sexual favors; and that the defendant was aware of this scheme.


The  defendant  contends  that  the  substantive  counts of  the  indictment  were  defective,  that  several  prospec- tive  jurors  should  have  been  dismissed  for  cause,  that his trial did not commence within the time required by the Speedy Trial Act, that disclosure of Wehner's medi- cal records should have been ordered, and that the jury instruction on reasonable doubt was incorrect. We affirm.


I.


We turn first to the defendant's argument that the sub- stantive counts of the indictment failed to charge an es- sential element of the offense of illegal drug distribution by a physician, i.e., that he lacked a legitimate medical reason for writing the prescriptions. The defendant did not raise this alleged defect before trial, but HN1  a motion to dismiss an indictment for failure to charge an offense may be made at any time. Fed. R. Crim. P. 12(b)(2). We have written, however, that "'indictments which are **3  tardily challenged are liberally construed in favor of va- lidity.'" United States v. Wander, 601 F.2d 1251, 1259 (3d Cir. 1979 ), quoting United States v. King, 587 F.2d 956,


970 F.2d 1280, *1282; 1992 U.S. App. LEXIS 17439, **3

Page 3



963 (9th Cir. 1978). We hold that the challenged counts were not defective.


HN2  An indictment must charge every essential el- ement of the offense. See Hamling v. United States, 418

U.S. 87, 117, 41 L. Ed. 2d 590, 94 S. Ct. 2887 (1974); Russell v. United States, 369 U.S. 749, 763-64, 8 L. Ed. 2d

240, 82 S. Ct. 1038 (1962). It has long been established, however, that an indictment need not negative a statutory exception. In McKelvey v. United States,  260 U.S. 353,

357, 67 L. Ed. 301, 43 S. Ct. 132 (1923), the Supreme

Court wrote:


By repeated decisions it has come to be a settled rule in this jurisdiction that an indict- ment or other pleading founded on a general provision defining the elements of an offense, or of a right conferred, need not negative the matter  of  an  exception  made  by  a  proviso or other distinct clause, whether in the same section or elsewhere, and that it is incumbent on one who relies on such an exception to set it up and establish it.


This rule is codified in 21 U.S.C. § 885(a)(1), which states

**4   that "in any complaint, information, or indictment"

under subchapter I of Title 21 of the United States Code

(21 U.S.C. §§ 801-904), "it shall not be necessary for the United States to negative any exemption or exception set forth in this subchapter."


The substantive counts at issue here were based on

21 U.S.C. § 841(a)(1), which is part of this subchapter.

HN3  Under 21 U.S.C. § 841(a)(1), it is unlawful, "ex- cept as authorized by this subchapter," for "'any person' knowingly or intentionally . . . to . . . distribute . . . a con- trolled substance." The Supreme Court has held that drug distribution  by  a  physician  violates  this  provision  and does not fall within the language "except as authorized by this subchapter" when the distribution occurs outside the usual course of professional practice. United States v. Moore, 423 U.S. 122, 46 L. Ed. 2d 333, 96 S. Ct. 335

(1976). Thus, the offense of illegal drug distribution by a physician contains three essential elements:  the physi- cian must (1) knowingly or intentionally (2) distribute (3) a controlled substance. The offense also includes an ex- ception for drug distribution by a physician in the usual course of professional practice.


The substantive counts **5  at issue here charged all three of the elements noted above. Each of these counts charged that the defendant, on a particular occasion, "did knowingly, intentionally and unlawfully distribute" oxy- codone. While these counts did not expressly allege that the drug distribution was not authorized under subchapter I of Title 21 of the United States Code or that the distri-



bution was not done in the usual course of the defendant's professional  practice,  such  allegations  are  not  required under the pleading rule set out in 21 U.S.C. § 885(a)(1) and McKelvey.


*1283   Furthermore, we believe that these counts, particularly when "'liberally construed in favor of valid- ity'" ( Wander, 601 F.2d at 1259, quoting King, 587 F.2d at 963), adequately alleged that the distributions were not

"authorized" under the federal drug laws and did not occur in the course of the defendant's professional practice. As previously noted, these counts charged that the defendant acted  "unlawfully."  In  addition,  these  counts  employed the term "distribute," and under the statutory definitions a physician cannot "distribute" drugs by means of a pre- scription  unless  the  prescription  was   **6    unlawful.

HN4  Under 21 U.S.C. § 802(11), the term "distribute" means "to deliver (other than by administering or dispens- ing) a controlled substance." Under 21 U.S.C. § 802(10), the  term  "dispense"  means  to  deliver  a  controlled  sub- stance to an ultimate user . . . by, or pursuant to the lawful order of, a practitioner." Thus, the delivery of a drug pur- suant to prescription cannot constitute distribution unless the prescription was not a "lawful order."


The defendant relies on United States v. King, 587 F.2d

956, 962-65 (9th Cir. 1978), and United States v. Outler,

659 F.2d 1306, 1308-11 (5th Cir. 1981), in which indict- ments of physicians were found to be defective because the indictments did not charge that the physicians lacked authorization or a legitimate medical reason for distribut- ing or dispensing drugs. However, in both of those cases, unlike this case, the defendants raised the alleged defect before trial, and in King the indictment did not allege that the defendant acted "unlawfully." Thus King and Outler are distinguishable from the present case. More important, neither the majority opinion in King nor the opinion in Outler **7   even mentions 21 U.S.C. § 885(a)(1), which is clearly controlling unless its application in this situa- tion is unconstitutional. We therefore find these opinions unpersuasive.  n1 Instead, we agree with United States v. Roya, 574 F.2d 386 (7th Cir.), cert. denied, 439 U.S. 857,

58 L. Ed. 2d 165, 99 S. Ct. 172 (1978), with Judge Choy's opinion in King (587 F.2d at 966 (Choy, J., concurring in part and dissenting in part)), and with prior decisions holding  that  a  physician's  lack  of  authorization  to  dis- tribute drugs did not have to be alleged in an indictment under the statutory predecessor of 21 U.S.C. § 841(a)(1). See, e.g., United States v. Collier, 478 F.2d 268, 273 (5th Cir. 1973); United States v. Rowlette, 397 F.2d 475, 479

(7th Cir. 1968). See also United States v. Benish, 389 F. Supp. 557 (W.D. Pa. 1975), aff'd, 523 F.2d 1050, 1051 (3d Cir.)  (unpublished opinion), cert. denied, 424 U.S. 954,

47 L. Ed. 2d 359, 96 S. Ct. 1428 (1975).


970 F.2d 1280, *1283; 1992 U.S. App. LEXIS 17439, **7

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**8



n1 In King, the majority simply stated without elaboration that a physician's lack of authorization is "an essential element of the offense."


In  Outler,  the  court,  while  failing  to  mention

21 U.S.C. § 885(a)(1), did refer to McKelvey, and the court attempted to escape the McKelvey plead- ing rule on the ground that a physician's indictment for illegal drug distribution is one of the "rare in- stances" in which "an exception can be so necessary to a true definition of the offense that the elements of  the  crime  are  not  fully  stated  without  the  ex- ception." 659 F.2d at 1310. Apparently the court reasoned that unless such an indictment is required to  contain  an  allegation  that  the  physician  acted without  a  legitimate  medical  reason,  a  physician could  be  indicted  (although  presumably  not  con- victed)  whenever  he  or  she  lawfully  prescribes  a controlled substance. See id. at 1309 n.3.


We are not persuaded by this argument because essentially  the  same  argument  can  be  made  with respect to every statutory exception, and thus this argument would swallow up the rule endorsed in McKelvey. If a statutory exception need not be neg- atived in an indictment, then at least in theory any defendant falling within the exception could be in- dicted even though it is perfectly clear that the de- fendant acted lawfully. In McKelvey, for example, the statute made it a crime to obstruct free passage through  public  lands  subject  to  settlement  or  en- try  under  the  public  land  laws,  but  the  provision contained a proviso excluding improved or occu- pied lands from this prohibition. By holding that an indictment under this law need not negative the proviso, the Supreme Court made it possible in the- ory for an innocent homesteader to be indicted for fencing in his own farm. Thus, unless McKelvey is not longer good law -- and no Supreme Court deci- sion so holds or implies -- we do not think we can refuse to follow 21 U.S.C. § 885(a)(1) simply be- cause it could in theory result in abusive indictments of physicians -- an eventuality that apparently has not  occurred  in  the  22  years  since  this  provision was enacted.



HN5  A juror is impartial if he or she can lay aside any previously formed "impression or opinion as to the merits of the case" and can "render a verdict based on the evidence presented in court." Irvin v. Dowd, 366 U.S. 717,

723, 6 L. Ed. 2d 751, 81 S. Ct. 1639 (1961). Determining whether a prospective juror can render a fair verdict lies

"peculiarly within a trial judge's province." Wainwright v. Witt, 469 U.S. 412, 428, 83 L. Ed. 2d 841, 105 S. Ct.

844 (1985). Thus,  a trial judge's decision concerning a motion to dismiss a juror for cause may be reversed only if there has been an abuse of discretion.  United States v. Salamone, 800 F.2d 1216, 1226 (3d Cir. 1986).


Here, the district court permitted defense counsel to conduct a probing voir dire of the three prospective ju- rors  in  question,  and  although  these  prospective  jurors revealed that either they or   **9   members of their fam- ilies  had  suffered  as  a  result  of  drug  abuse,  each  juror stated that he or she could be fair and impartial. The trial judge, who witnessed the questioning of these prospective jurors, credited these assurances, and we have no basis for concluding that the trial judge's assessment constituted an abuse of discretion.  n2


n2 One juror revealed that one of his brothers had died of a drug overdose and another brother had served a lengthy term of imprisonment for drug of- fenses. Nevertheless, this juror repeatedly assured the court that he thought he could be fair and im- partial.


The second juror revealed that she had become dependent upon tranquilizers after experiencing a family tragedy. She assured the court, however, that she would base her vote "totally on the evidence that was shown, not on my past." She also stated that her experience would not make her more inclined to vote for a verdict of guilty.


The third prospective juror revealed that he had gone "through the court system with one of his  sons" as a result of drug and alcohol abuse, but he assured the court that he felt he could put aside his personal experiences and render a verdict based on the evidence and testimony in the case. He also as- sured the court that he would abide by the presump- tion of innocence and honestly and fully follow the court's instructions.

*1284   II.


The defendant next argues that the district court erred in refusing to strike for cause three prospective jurors who revealed during voir dire that either they or members of their families had suffered as a result of drug abuse. We have reviewed the record of the voir dire, and we find no basis for reversing the defendant's conviction.


**10  III.


The defendant argues that the trial judge should have dismissed the indictment based on an alleged violation of the Speedy Trial Act. The district court denied this mo-


970 F.2d 1280, *1284; 1992 U.S. App. LEXIS 17439, **10

Page 5



tion based on the exclusion of 78 days of delay pursuant to  18  U.S.C.  §  3161(h)(1)(F)  because  during  this  time the court was awaiting the completion of the transcript of the hearing on the defendant's pretrial motion to suppress evidence.  Under  the  reasoning  of  Henderson  v.  United States, 476 U.S. 321, 90 L. Ed. 2d 299, 106 S. Ct. 1871

(1986), we hold that this time was properly excluded and that  consequently  no  violation  of  the  Speedy  Trial  Act occurred.


HN6  Under 18 U.S.C. § 3161(h)(1)(F), a court must exclude "delay resulting from any pretrial motion, from the  filing  of  the  motion  through  the  conclusion  of  the hearing on, or other prompt disposition of, such motion." In Henderson, the Supreme Court held that this provision excludes all time between the filing of and the hearing on a motion, whether or not that hearing was prompt.   476

U.S. at 326-330. The Court held that this provision also

"excludes time after a hearing has been held where a dis- trict court awaits additional filings from the parties that are **11   needed for proper disposition of the motion." Id. at 331. The Court reasoned as follows (id.):



The provisions of the Act are designed to ex- clude all time that is consumed in placing the trial court in a position to dispose of a mo- tion. . . . District courts often find it impos- sible to resolve motions on which hearings have been held until the parties have submit- ted post-hearing briefs or additional factual materials, especially where a motion presents complicated issues. It would not have been

*1285    sensible  for  Congress  to  exclude automatically all the time prior to the hear- ing on a motion and 30 days after the mo- tion is taken under advisement,  but not the time during which the court remains unable to rule because it is awaiting the submission by counsel of additional materials.


By this same reasoning, we hold that HN7    18 U.S.C.

§  3161(h)(1)(F)  excludes  a  post-hearing  period  during which the district court is awaiting preparation of a tran- script of the hearing. District courts often find it necessary to review the transcript of a hearing on a pretrial motion in order to rule on the motion. Indeed,  we suspect that such transcripts are often more important than **12   the posthearing submissions by counsel that were discussed in  Henderson.  Therefore,  we  believe  that  18  U.S.C.  §

3161(h)(1)(F) must be interpreted to require the exclusion of a period after a pretrial motion during which the court is awaiting the preparation of a transcript needed to rule on the motion. As the government observes (Appellee's Brief  at  36),  "if  the  district  court  had  ordered  the  par-



ties to submit the transcript in this case, there appears to be no question that the time period would be excludable under   Henderson.    That  the  district  court  ordered  the transcript, on its own motion, should not alter the result." n3


n3 The defendant also relies on the Speedy Trial Act Plan for the Western District of Pennsylvania, but  the  defendant  has  not  cited  any  provision  of that Plan that addresses the inclusion or exclusion of a period of time during which the district court is awaiting preparation of a transcript of a pretrial motion. We thus need not consider what remedy, if any, would be available if there had been a violation of such a provision.


**13  IV.


The defendant contends that the district court erred in  refusing  to  turn  over  George  Wehner's  psychiatric records, which the defendant attempted to subpoena from Wehner during his cross-examination. Wehner's attorney resisted the subpoena, and the district court ordered that the records be produced in camera. The court then ex- amined the records, concluded that they contained no ex- culpatory information, and consequently refused to turn them over to the defense. We hold that the district court did not err and that, even if the ruling had been incorrect, it was harmless beyond a reasonable doubt.


Prior  decisions  of  this  court  have  held  that   HN8  the Constitution provides qualified protection for medi- cal records sought by search warrant or subpoena. In re Search  Warrant  (Sealed),  810  F.2d  67,  71-72  (3d  Cir.

1987); United States v. Westinghouse Electric Corp., 638

F.2d 570, 577 (3d Cir. 1980). This court has recognized, however, that this protection is not absolute and that an individual's privacy interest in medical records must be balanced against the legitimate interest of others in obtain- ing disclosure. In re Search Warrant (Sealed), 810 F.2d at 71-72. **14    In this case, however, the defendant's need for disclosure was weak. During cross-examination of  Wehner,  defense  counsel  explored  Wehner's  psychi- atric  problems  effectively  and  in  some  depth.  Access to Wehmer's medical records would, at most, have pro- vided a basis for additional, essentially cumulative cross- examination concerning these problems. Thus, we agree with the district court's assessment that disclosure of the records would have provided little if any useful informa- tion to the defense.


We are also convinced beyond a reasonable doubt that disclosure of the records to the defense would not have affected  the  jury's  verdict.  When  defense  counsel  was


970 F.2d 1280, *1285; 1992 U.S. App. LEXIS 17439, **14

Page 6



pressing  for  the  subpoena,  the  district  court  accurately stated (App. at 1250): "I don't think that there is anything that Mr. Wehner testified to that hasn't been testified to by other people in this case already." Defense counsel's only response was that "the key item I see is that Mr. Wehner is the only person who . . . said that he told Dr. Polan that these prescriptions were being used to get women, to get sex from women." Id. This testimony concerns Wehner's motivation in obtaining the drugs, but it has no legal bear- ing   **15   on the defendant's guilt. Accordingly, even if the psychiatric records had enabled the defense   *1286  to discredit Wehner's credibility further, we are convinced that the jury's verdict would not have been affected.


V.


The defendant next argues that the district court's in- struction on reasonable doubt was erroneous because it stated that a reasonable doubt is an "honest doubt" and

"not a fanciful doubt." The defendant argues that this in- struction was indistinguishable from the instruction con- demned in Cage v. Louisiana, 498 U.S. 39, 111 S.Ct. 328,

112 L. Ed. 2d 339 (1990) (per curiam). We disagree.


In Cage, the court instructed the jury that a reasonable doubt "must be such doubt as would give rise to a grave uncertainty . . . . It is an actual substantial doubt. . . . What is required is not an absolute or mathematical certainty, but  a  moral  certainty."  111  S.Ct.  at  329,  quoting  State v. Cage, 554 S.2d 39, 41 (La. 1989) (emphasis added by Supreme Court). Holding that this instruction violated due process, the Supreme Court wrote:  "It is plain to us that the words 'substantial' and 'grave,' as they are commonly understood suggest a higher degree of   **16   doubt than is required for acquittal under the reasonable doubt stan- dard." 111 S.Ct. at 329-30. The Court added that "when those statements are then considered with the reference to  'moral  certainty,'  rather  than  evidentiary  certainty,  it becomes clear that a reasonable juror could have inter- preted the instruction to allow a finding of guilt based on a degree of proof below that required by the Due Process Clause." Id. at 330 (footnote omitted).


We do not believe that the instruction in the present case is comparable to that in Cage. The trial judge in this case did not use any of the terms discussed by the Supreme Court in Cage. Moreover, we do not interpret the terms used by the trial judge in this case as suggesting that the defendant could be convicted based on anything less than proof beyond a reasonable doubt. The trial judge stated that a reasonable doubt could not be "a fanciful" doubt, but we see no error in this statement. The term "fanciful" is defined as "guided by fancy, imagination, or illusion,



rather  than  by  reason,  experience  or  fact"  and  as  "not governed or ascertained by facts, realities, and reason." Webster's Third        **17    New International Dictionary

821 (1971). Therefore, a "fanciful" doubt is not a "rea- sonable" doubt.


The district court also referred to an "honest doubt," but this reference was essentially equivalent to the com- mon admonition that a jury should base its verdict on rea- son rather than emotion. See, e.g., 1 L. Sand, J. Siffert, W. Loughlin, and S. Reiss, Modern Federal Jury Instructions, P 4.01 at 4-7 (June 1992).  n4


n4 The model instruction on reasonable doubt provided in this treatise includes a passage that ap- pears to encompass the same concepts that the trial judge in the present case attempted to convey by stating that a reasonable doubt is an "honest" doubt and not a "fanciful" doubt. The model instruction states:


A reasonable doubt is not a caprice or whim;  it  is  not  a  speculation  or  sus- picion.  It  is  not  an  excuse  to  avoid the performance of an unpleasant duty. And it is not sympathy.


1  L.  Sand,  J.  Siffert,  W.  Loughlin,  and  S.  Reiss, supra, P 4.01 at 4-7.



In short, while we do not necessarily **18   recom- mend the future use of the terms challenged in the present appeal, we find no reversible error.


VI.


Finally,  the  defendant  argues  that  the  district  court erred  in  failing  to  give  a  proffered  defense  instruction informing the jury that the testimony of witnesses who believe  they  will  not  be  prosecuted  for  their  part  in  a crime  should  be  viewed  with  greater  care.  The  district court,  however,  addressed this same point in somewhat different language. The court stated that, in judging a wit- ness's credibility, the jury should take into account "the witness's belief that he or she will not be prosecuted for his or her part in any crime suggested by his or her testi- mony." Consequently, we hold that the trial court's failure to give   *1287   the specific instruction proffered by the defendant was not error.


The judgment of the district court will therefore be affirmed.



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