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            Title United States v. Kithcart

 

            Date 1998

            By Alito

            Subject Criminal Law

                

 Contents

 

 

Page 1





LEXSEE 134 F 3D 529


UNITED STATES OF AMERICA v. JESSE KITHCART, Appellant


No. 97-1168


UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT



134 F.3d 529; 1998 U.S. App. LEXIS 363


August 11, 1997, Argued

January 12, 1998, Opinion Filed


PRIOR   HISTORY:             **1        ON   APPEAL   FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN  DISTRICT  OF  PENNSYLVANIA.  (D.C. Crim. No. 96-00090--1).


DISPOSITION: Reversed the denial of the suppression motion and remanded for further proceedings.


CASE SUMMARY:



PROCEDURAL POSTURE: Appellant sought review of a judgment of the United States District Court for the Eastern District of Pennsylvania that denied appellant's motion to suppress evidence of a firearm seized by the po- lice. Appellant subsequently pled guilty to being a felon in possession of a firearm, in violation of 18 U.S.C.S. §

922(g)(1), but he reserved his right to appeal. OVERVIEW: Appellant moved to suppress evidence of a firearm seized by the police. Upon the denial of appel- lant's motion, appellant pled guilty to one count of being a felon in possession of a firearm, in violation of 18 U.S.C.S.

§ 922(g)(1), but he reserved his right to appeal. The ap- peals court reversed, holding that the officers did not have probable cause to arrest and search appellant and, thus, the  district  court  erred  when  it  denied  the  suppression motion. The court found that the police lacked reasonable suspicion for an investigatory stop because the mere fact that  appellant  was black  and  the  perpetrators  had  been described as two black males was plainly insufficient to provide probable cause. The action was remanded for the district court to examine whether the officers had a rea- sonable  suspicion  sufficient  to  warrant  an  investigative stop.


OUTCOME: The court reversed a judgment of the dis- trict court that denied appellant's motion to suppress evi- dence of a firearm seized by the police and subsequently convicted appellant of being a felon in possession of a firearm. The officers lacked probable cause to arrest and


search appellant and the district court erred when it de- nied the suppression motion. The action was remanded to determine whether an investigative stop was warranted.


LexisNexis(R) Headnotes


Criminal Law & Procedure > Appeals > Standards of

Review > De Novo Review

Criminal  Law  &  Procedure  >  Search  &  Seizure  > Warrantless Searches > Consent to Search

HN1   When  a  warrantless  search  is  made  pursuant  to an  arrest,  the  constitutional  validity  of  the  search  must depend  upon  the  constitutional  validity  of  the  arrest. Whether that warrantless arrest was constitutionally valid depends  in  turn  upon  whether,  at  the  moment  the  ar- rest was made, the officers had probable cause to make it,  whether at that moment the facts and circumstances within their knowledge and of which they had reasonably trustworthy information were sufficient to warrant a pru- dent man in believing that the suspect had committed or was committing an offense. The appeals court's review of a district court's determination that there was probable cause to effect a warrantless search is de novo.


Criminal  Law  &  Procedure  >  Search  &  Seizure  > Warrantless Searches > Stop & Frisk

HN2  Law enforcement officers may stop and temporar- ily detain persons short of arrest without violating U.S. Const. amend. IV. A Terry stop is justified when an offi- cer has a reasonable suspicion that criminal activity may be afoot. The officer's suspicion must be based on artic- ulable facts and not merely the officer's subjective good faith. An officer may also conduct a reasonable search for weapons for the protection of the police officer, where he has reason to believe that he is dealing with an armed and dangerous  individual.  The  test  is  whether  a  reasonably prudent man in the circumstances would be warranted in the belief that his safety or that of others was in danger.


COUNSEL:  David  L.  McColgin  (Argued)  Defender

Association of Philadelphia Federal Court Division 437


134 F.3d 529, *; 1998 U.S. App. LEXIS 363, **1

Page 2




Chestnut  Street  Philadelphia,   PA  19106  Counsel  for

Appellant.


Howard L. Perzan (Argued) Suite 1250 Office of United

States  Attorney  615  Chestnut  Street  Philadelphia,  PA

19106 Counsel for Appellee.


JUDGES: Before: ALITO, LEWIS, and McKEE, Circuit

Judges.


OPINIONBY: ALITO


OPINION:


*529   OPINION OF THE COURT


ALITO, Circuit Judge:


Jesse Kithcart appeals from a judgment in a criminal case. Kithcart pled guilty to one count of being a felon in  possession  of  a  firearm,  in  violation  of  18  U.S.C.  §

922(g)(1), but he reserved his right to appeal the district court's decision on his motion to suppress the firearm in question. This appeal raises the question whether the of- ficers had probable cause to arrest and search Kithcart. Because  we  conclude  that  they  did  not  have  probable cause,  we reverse the district court's denial of the sup- pression  motion  on  the  grounds  given,  and  we  remand for  further   **2    proceedings  in  accordance  with  this opinion.


I.


On July 25, 1995, Bensalem Township Police Officer Teresa  Nelson  was  assigned  to  a  radio  patrol  car  on the  evening  shift.  Over  the  course  of  an  hour,  Officer Nelson received three radio transmissions,  each report- ing an armed robbery. The first two robberies occurred at motels in Bensalem Township, and the last transmission concerned  a  robbery  in  neighboring  Bristol  Township. The final report --  which was received at approximately

10:43 p.m. --  did not   *530   specify either the time or location of the Bristol robbery. Bristol is north of,  and adjacent to, Bensalem Township.


The alleged perpetrators of these robberies were de- scribed as "two black males in a black sports car." It was also reported that one of the perpetrators might have been wearing white clothes, and the vehicle was described as a "possible Z-28, possible Camaro." n1


n1 The Z-28 is a type of Camaro.



At 10:53 p.m. -- approximately ten minutes after re- ceiving the final radio transmission regarding the **3  Bristol robbery -- Officer Nelson spotted a black Nissan



300ZX,  which  she  described  as  a  sports  car,  traveling south on Route 13, approximately a mile or less from the boundary of Bristol Township. The vehicle was driven by an African-American male who appeared to be the only person in the car. Officer Nelson testified that since the time when she received the first radio transmission more than an hour earlier, this was the first occasion when she spotted either a black vehicle or a black male driving a car. Officer Nelson also testified that immediately after she pulled up behind the vehicle, which had stopped at a red light,  the driver drove the Nissan through the red light. Officer Nelson then flashed her dome lights,  and the  Nissan  pulled  over  to  the  side  of  the  road.  At  this point, Officer Nelson saw two sets of arms raised toward the roof of the car, and she realized that there were two people in the car.


Officer Nelson then called for backup and waited in her patrol car until Officers Christine Kellaher and Bill Williams arrived at the scene. Officer Williams found a gun  in  Kithcart's  white  nylon  waist  pouch,  and  Officer Kellaher found a gun under the driver's seat.


In moving **4   to suppress the evidence seized by the police, Kithcart contended among other things, that the police lacked reasonable suspicion for an investiga- tory stop pursuant to Delaware v. Prouse, 440 U.S. 648,

59 L. Ed. 2d 660, 99 S. Ct. 1391 (1979), Terry v. Ohio, 392

U.S. 1, 20 L. Ed. 2d 889, 88 S. Ct. 1868 (1968), and re- lated cases. See App. 95a. Consistent with this argument, Kithcart argued that Officer Williams had discovered his gun during a "pat down" or "frisk" but that the standard for conducting a "frisk" under Terry had not been met. App.

97a. The government argued that the police were justified in stopping the car because the driver ran a red light. In addition, the government's brief argued as follows:



Given  that  Officers  Nelson  and  Williams were  confronted  with  two  black  males  in a  black  sports  car  shortly  after  and  in  the vicinity  of  the  reported  robberies,  and  that the males had attempted to flee upon seeing Officer  Nelson's  car  pull  behind  theirs,  the totality of the circumstances established rea- sonable  suspicion  to  support  the  pat-down of  the  defendant  and  his  waist-pack.  See Chimel v. California, 395 U.S. 752, 763, 23

L. Ed. 2d 685, 89 S. Ct. 2034 (1969) (lawful arrest creates a **5  situation which justifies a  contemporaneous  search  of  arrestee  and immediate area, including area from within which  arrestee  might  gain  possession  of  a weapon); Terry v. Ohio, 392 U.S. 1, 20 L. Ed.

2d 889, 88 S. Ct. 1868 (limited pat-down of


134 F.3d 529, *530; 1998 U.S. App. LEXIS 363, **5

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a  suspect's  exterior  clothing  and  protective sweep of area within immediate control are authorized during a lawful stop).


App. 107a-108a.


At the hearing on the motion,  counsel for Kithcart, counsel for the government, and the court all referred to the government's latter argument as concerning the ques- tion of "probable cause" (see e.g.,  App. 27a,  28a,  54a,

58a), and at the conclusion of the hearing, n2 the district court orally ruled that the police had "probable cause . .

. for the stop." App. 60a. The court relied on "the direc- tion, the timing, the location of the vehicle, plus the fact it was  a black sports car." App. 60a. The court noted the discrepancy between   *531   the radioed description of the perpetrators as two black males and Officer Nelson's initial belief that there was only one black male in the car,  but the court held that the fact that Officer Nelson had not seen any other black men driving cars since she received **6   the initial radio transmission heightened the probability that the driver of the vehicle had been in- volved in the robberies. Because the court concluded that the officers had probable cause, the court found it unnec- essary to decide whether the alleged running of the red light provided an independent basis for Officer Nelson's stop and the subsequent actions of the officers.


n2  Officer  Nelson  testified  at  the  hearing. Officers  Kellaher  and  Williams  did  not  testify. Officer  Nelson's  account  of  the  traffic  violation was  disputed  by  the  defense.  Co-defendant  Carl Green--the driver of the car and a cooperating wit- ness against Kithcart -- told the government that he had not driven through a red light prior to the stop by Officer Nelson. The district court did not resolve this issue, relying instead on its finding that there was probable cause to arrest and search based on the radio transmissions.



Following this ruling, Kithcart pled guilty, subject to the condition that he be allowed to challenge on appeal the district **7   court's denial of his motion to suppress.


II.


We turn first to the ground on which we understand the district court to have denied Kithcart's suppression mo- tion, viz., that the officers had "probable cause" to arrest Kithcart and to search him incident to the arrest. HN1  When a warrantless search is made pursuant to an arrest,

"the constitutional validity of the search . . . must depend upon the constitutional validity of the . . . arrest." Beck v. Ohio, 379 U.S. 89, 91, 13 L. Ed. 2d 142, 85 S. Ct. 223

(1964).





Whether  that   warrantless   arrest  was  con- stitutionally   valid   depends   in   turn   upon whether, at the moment the arrest was made, the officers had probable cause to make it -- whether at that moment the facts and circum- stances within their knowledge and of which they had reasonably trustworthy information were sufficient to warrant a prudent man in believing that the suspect  had committed or was committing an offense.



Id. See also Barna v. City of Perth Amboy, 42 F.3d 809,

819 (3d Cir. 1994) (test for probable cause is objective test: did the police officer have a reasonable basis for be- lieving that the suspect had committed or was committing a crime). **8  Our review of a district court's determina- tion that there was probable cause to effect a warrantless search is de novo.  Ornelas v. United States, 517 U.S. 690,

116 S. Ct. 1657, 1659, 134 L. Ed. 2d 911 (1996).


Based on the standard set by the Supreme Court in Beck,  the  district  court  erred  in  concluding  that  there was probable cause to arrest and search Kithcart prior to the  discovery  of  the  guns.  The  mere  fact  that  Kithcart is black and the perpetrators had been described as two black males is plainly insufficient. As we have previously noted, a description of " 'two negro males' and two 'black males' . . . without more . . . would not have been suffi- cient to provide probable cause to arrest the suspect ." Edwards v. City of Philadelphia, 860 F.2d 568, 571 n.2 (3d Cir. 1988). Moreover, the match between the description of the perpetrators' car (a black sports car, "possible Z-

28, possible Camaro)" and the vehicle in which Kithcart was spotted (a black Nissan 300ZX) was far from pre- cise. Although the Camaro Z-28 and the Nissan 300ZX could be considered "sports cars," there was no evidence offered at the suppression hearing that the shapes of the two cars were sufficiently **9   similar so as to warrant an inference that a 300ZX could be mistaken for a Z-28. Nor is probable cause established by either the loca- tion or time of the stop. There was no evidence presented as  to  where  in  Bristol  Township  the  final  robbery  oc- curred; nor was there evidence presented that the Bristol robbery occurred shortly before Officer Nelson stopped the  car carrying  Kithcart.  Although  the radio  transmis- sion regarding the Bristol robbery came approximately 10 minutes before the vehicle was stopped, Officer Nelson testified that she did not recall that the radio transmission revealed when the Bristol robbery occurred,  other than that  it  occurred  that  same  evening.  Compare  Edwards,

860 F.2d at 571 n.2 (although the description "two negro males" was insufficient by itself to provide probable cause


134 F.3d 529, *531; 1998 U.S. App. LEXIS 363, **9

Page 4



to arrest suspect, other evidence closely linking suspect to scene of reported crime was sufficient). In sum, we think that  it  is  clear  that  the  facts  and  circumstances  within Officer Nelson's knowledge at the time she stopped the Nissan were insufficient to allow a prudent person to be- lieve that the car and its occupants had committed or were committing   *532    an offense. In other words,  armed

**10   with information that two black males driving a black sports car were believed to have committed three robberies in the area some relatively short time earlier, Officer Nelson could not justifiably arrest any African- American man who happened to drive by in any type of black sports car.


III.


The finding of no probable cause, however, does not end  the  inquiry.  In  Terry  v.  Ohio,  supra,  the  Supreme Court held that HN2  law enforcement officers may stop and temporarily detain persons short of arrest without vi- olating the Fourth Amendment. A Terry stop is justified when an officer has a reasonable suspicion that "criminal activity may be afoot." 392 U.S. at 30. The officer's sus- picion must be based on articulable facts and not merely the officer's subjective good faith.   Id. at 21. An officer may also conduct a "reasonable search for weapons for the protection of the police officer, where he has reason to believe that he is dealing with an armed and dangerous individual . . .." Id. at 27. The test is "whether a reasonably prudent man in the circumstances would be warranted in the belief that his safety or that of others was in danger." Id.  As  noted,  this  question  was   **11    briefed  by  the parties in the district court, but the district court did not base its decision on this ground.


On remand, the district court should examine whether Officer  Nelson  had  a  reasonable  suspicion  sufficient  to warrant an investigative stop. The court should consider both of the government's asserted grounds for the stop:

(1)  the  alleged  traffic  infraction  and  (2)  the  informa- tion regarding the armed robbery suspects discussed in Section II, infra. The district court should also consider whether the events leading to the discovery of the weapon in Kithcart's pouch can be justified as a Terry "pat-down" We offer no opinion at this juncture on any of these ques- tions.


IV.


For the foregoing reasons, we conclude that the dis- trict court erred in finding that Officer Nelson had prob- able  cause  to  arrest  and  search  Kithcart.  We  therefore reverse the denial of the suppression motion and remand for further proceedings to consider whether the officers had  reasonable  suspicion  for  an  investigative  stop  and weapons search of Kithcart's person.


CONCURBY: McKEE (In Part) DISSENTBY: McKEE (In Part) DISSENT:


McKEE, Circuit Judge, dissenting in part, and con- curring in part.


I  agree  with  the  majority's   **12    conclusion  that the prosecution did not establish that Officer Nelson had probable cause to arrest the defendant. However, the same testimony that requires us to reverse the district court's de- termination that the government had probable cause also establishes that Officer Nelson did not have reasonable suspicion  to  stop  and  detain  the  occupants  of  the  car. Therefore, I disagree with the majority's decision to re- mand this matter so that the district court can determine if the stop was authorized under Terry v. Ohio, 392 U.S.

1, 20 L. Ed. 2d 889, 88 S. Ct. 1868 (1968). It clearly was not, and I would so rule as a matter of law. Thus, I dissent from that portion of the opinion that allows reconsidera- tion under Terry on remand.


I.


Terry v. Ohio created a very limited exception to the general warrant requirement of the Fourth Amendment to  the  United  States  Constitution.  See  392  U.S.  at  21. Although  Terry  allows  an  investigative  stop,  it  still  re- quires  reasonable  suspicion  before  the  government  can justify even this limited intrusion. "It is well established that an investigatory stop short of an arrest is valid based upon a reasonable suspicion that criminal activity **13  is afoot." United States v. Rickus, 737 F.2d 360, 365 (3d Cir.  1994)  "Reasonable  suspicion  must  be  based  upon

'specific and articulable facts which, taken together with rational inferences from those facts reasonably warrant that intrusion.' " Id. (quoting Terry, 392 U.S. at 21).


This  record  establishes  only  that  three  armed  rob- beries  had  occurred --  two  in  Bensalem  Township  and one  in  Bristol --  sometime  during  the  evening  of  July

25, 1995, and   *533    that two Black males in a black sports car that was probably a Camero Z28 were involved. Officer Nelson did not know which direction nor road the car was last reported traveling. Although the car in which the defendant was riding was a black sports car, it was not a Camero Z28. Rather, the defendant was traveling in a Nissan Model 300ZX. As the majority correctly notes, the record contains no evidence that these two cars are so  similar  that  they  can  easily  be  confused  with  each other or that Officer Nelson believed the Nissan to be a Camero. Officer Nelson's focus was not on a particular model sports car. Instead, it was on the color of the sports car and the race of its occupants.


134 F.3d 529, *533; 1998 U.S. App. LEXIS 363, **13

Page 5



The car that Officer Nelson stopped was not **14  only a different make and model than the one most likely involved with the armed robberies, but the number of oc- cupants it contained appeared to be inconsistent with the radio broadcast as well. The majority points out that it was only after Officer Nelson initiated the stop and saw a second pair of hands go into the air that she realized that the car did in fact contain two males. n1 At the sup- pression  hearing,  Officer  Nelson  was  asked,  "from  the time you pulled directly behind the vehicle and the time you  pulled  the  vehicle  over,  you  thought  initially  that there was one black male in that vehicle?" She answered:

"Correct." App. 47a. Therefore, disregarding the allega- tion  of  a  traffic  violation,  Officer  Nelson  stopped  this car solely because it was a black sports car driven by an African American male near Bristol Township shortly af- ter she learned that two African American males had com- mitted a series of armed robberies in that area. Based on this record, the majority correctly concludes that "Officer Nelson could not justifiably arrest any African American man who happened to drive by in any type of black sports car." Majority Op. at 6. However,  the majority then al- lows the government **15   an opportunity to establish that Officer Nelson's stop was appropriate under Terry v. Ohio, rather than following the obvious extension of its own logic. Just as this record fails to establish that Officer Nelson had probable cause to arrest any Black male who happened to drive by in a black sports car, it also fails to establish reasonable suspicion to justify stopping any and all such cars that happened to contain a Black male. See Terry, 392 U.S. at 30.


n1 I do not mean to suggest that Officer Nelson would have been justified in stopping this Nissan even if she had seen the passenger.



The  majority  states  "on  remand  the  district  court should  examine  whether  Officer  Nelson  had  a  reason- able suspicion sufficient to warrant an investigative stop." Majority Op. at 7. However, it is clear that she did not.

"In determining whether a stop is justified, the court must view the circumstances surrounding the stop in their en- tirety,  giving  due  weight  to  the  experience  of  the  offi- cers." Rickus, 737 F.2d at 365. **16   The district court explained  the  discrepancy  between  the  radio  broadcast of two Black males and Officer Nelson's observation of a  different  model  black  sports  car  containing  only  one Black male as follows:



Now, the issue of one black male versus two black  males.  She  testified  that  she  had  not seen cars driven by other black males for the time  she  had  been  looking,  and  she  sees  a



black sports car driven by one black male. I  do  believe  its  still  supported  by  probable cause that there is another black male in the car, or that perhaps they had split up or what- ever.


But  even  so,  I  think  the  probable  cause  is heightened by the fact that she had not seen a lot of cars driven by black males in this area.

. . .


App. at 60a.


However,  there is nothing on this record to suggest that the perpetrators "had split up" following the robbery, or that someone other than the driver was in the car when Officer Nelson stopped it. Unsupported conjecture of this type would allow a stop of a car containing any number of  Black  males  as  one  could  always  speculate  that  the car stopped and perpetrators got in or out of the car. This speculation renders the radio information regarding the

**17    number of suspects irrelevant and allows police officers to stop any   *534   Black person riding in any car that is "similar" to one involved in a crime even where, as here, that car does not match the likely description that has  been  broadcast  on  police  radio.  Conclusions  based upon possibilities, no matter how remote or speculative, are inconsistent with the need to justify an investigative stop with reasonable suspicion based upon specific and articulable facts. Accordingly, any attempt to justify the instant  stop  under  Terry  would  elevate  speculation  and conjecture to the level of articulable facts.



The types of articulable facts that can provide reasonable suspicion cannot include 'circum- stances


which   describe  a  very  large  category  of presumably  innocent  travelers,  who  would be subject to virtually random seizures' were the circumstances accepted as reasons for the investigation.



Karnes v. Skrutski, 62 F.3d 485, 492 (3d Cir. 1995) (quot- ing Reid v. Georgia, 448 U.S. 438, 65 L. Ed. 2d 890, 100

S. Ct. 2752 (1980)). That is what happened here. Absent a traffic violation, Officer Nelson's stop is little more than a random stop of an African American male **18   in a black sports car.


II.


Although I agree that it would normally be important to determine if the car that was stopped went through a


134 F.3d 529, *534; 1998 U.S. App. LEXIS 363, **18

Page 6



red light, I question the propriety of allowing that inquiry in this case. At the beginning of the suppression hearing, an issue arose as to Officer Nelson's credibility. The pros- ecutor  stated  that  he  was  going  to  call  Officer  Nelson, and  that  she  was  going  to  testify  that  the  driver  of  the car in which defendant was riding disregarded a red light when she pulled up behind the car. The prosecutor also informed the district court that Carl Green, the driver of that car,  had already entered a guilty plea in front of a different judge. As part of his plea agreement, Green had agreed to "cooperate, and provide truthful testimony" in the  government's  prosecution  of  Kithcart.  App.  at  13a. Although Green's testimony apparently implicated Green in the armed robberies, the government stipulated that if he were called to testify at Kithcart's suppression hearing, Green would testify that he did not go through the red light when Officer Nelson pulled up behind his car.


Essentially  the  bottom  line  is,   that  Carl Green, if called to testify at this **19   hear- ing, would say that it was his recollection that he did not go through a red light immediately prior to being stopped by Officer Nelson.


And I discussed this matter with defense counsel  and he felt that if the government would enter into a stipulation that it would be Mr. Green's testimony,  that there would be no need to have Mr. Green as a witness in the hearing and that Police Officer Nelson's testimony  would  be  the  only  evidence  the government would put forward.


App. at 22a.


However, the district court was justifiably concerned about making a credibility determination that required it to judge the live testimony of Officer Nelson against con- tradicting testimony that was to be admitted by way of stipulation. The court told defense counsel:


I guess the problem I have is that you want me  to  assess  credibility,  and  you  want  me to do it in a vacuum. In other words, assess this police officer's credibility compared to nothing, compared to the fact that Mr. Green wouldn't be testifying, but that he would say. And yet for the purpose of credibility,  that makes it very difficult, are you certain this is the way you want me to proceed?


App. at 25a.


The government **20    responded that its position was that Officer Nelson had reasonable suspicion when



she  pulled  up  behind  Green's  car,  but  that  the  govern- ment's argument was two prong. The government argued that  the  car  was  stopped  for  a  traffic  violation  but,  re- gardless of the alleged violation, Officer Nelson still had reasonable suspicion to stop the car based upon the radio transmissions she received regarding armed robberies in a neighboring township. App. at 26a. The prosecutor stated

"even if your Honor were to discount . . . Officer Nelson's testimony about the traffic violation  in its entirety, there was  still  reasonable  suspicion"  to  stop  the  car.  App.  at

26a. No doubt out of a desire to adjudicate this case fairly and expeditiously, *535  the district court agreed to hear Green's testimony outside the presence of the jury during the course of his trial testimony and to reserve any issue of credibility until that point. This would have allowed the trial to proceed while still affording both sides a fair opportunity to litigate the credibility issues that related to the suppression motion. The court then reemphasized:

"I  would  be  very  reluctant  to  make  a  decision  without hearing from Green ."   **21    The trial judge told the prosecutor,  "I  believe  the  ball  is  in  your  court."  App. at  29a.  Almost  immediately  thereafter,  the  government called Officer Nelson to testify about the circumstances leading  up  to  the  arrest  of  the  defendant.  However,  at the conclusion of Officer Nelson's testimony the district court upheld the arrest based upon its belief that Officer Nelson's testimony established probable cause regardless of any traffic violation, and the defendant entered his con- ditional guilty plea immediately thereafter. Accordingly, the matter never proceeded to trial, and the district court never had an opportunity to hear Green's testimony and make a finding of fact about the alleged traffic violation. Officer Nelson would clearly have been justified in stopping Green's car to enforce the traffic laws if Green drove through a red light. See United States v. Moorefield,

111 F.3d 10, 12 (3d. Cir. 1997) ("It is well-established that a traffic stop is lawful under the Fourth Amendment where a police officer observes a violation of the sate traffic reg- ulations."). The police would also have been justified in ordering Green and Kithcart out of the car if that is what happened.   **22   See Pennsylvania v. Mimms, 434 U.S.

106, 111, 54 L. Ed. 2d 331, 98 S. Ct. 330 (1977) (con- cluding that ordering a driver out of the car after a traffic violation is a justifiable, de minimis intrusion). However, the record does not allow a court to determine what hap- pened after the car was stopped. The prosecutor appar- ently thought that the gun that was seized from Kithcart would automatically be admitted if he established the le- gality  of  the  initial  stop.  However,  the  traffic  violation would not necessarily allow the prosecution to admit the gun into evidence merely because it justified the traffic stop. This record is devoid of evidence to support a con- clusion that any search of Kithcart's person after the stop


134 F.3d 529, *535; 1998 U.S. App. LEXIS 363, **22

Page 7




was reasonable under the Fourth Amendment.


The prosecution informed the district court that the only evidence it planned to present during the suppres- sion hearing was Officer Nelson's testimony. The follow- ing exchange occurred during that testimony:


Q.  Did  any  officer  recover  a  gun  from  the defendant, Jesse Kithcart?


A. Yes.


Q. Who was that?


A. That was Officer Bill Williams.


* * *


Q. I was given by Officer **23   Williams  a 32 revolver and I was given a white nylon pouch.


Q.  Have  you  spoken  to  Officer  Williams about where they recovered the gun from Mr. Kithcart?


A. Yes.


Q. What did Officer Williams say?


A. Officer Williams stated to me that the gun was recovered from the nylon pouch.


Q. And where was the nylon pouch?


A. It was on Mr. Kithcart's waist.


App. at 40a-41a. The prosecution never planned to call Officer Williams, or any other witness, (other than Carl Green) and there is nothing to suggest that additional tes- timony was unavailable. Officer Nelson neither searched the car nor the seized weapon in question. She may have seen  other  officers  conduct  the  search  and/or  seize  the gun,  but  that  was  not  her  testimony.  There  is  nothing on this record to inform the suppression court whether Kithcart's gun was discovered during a pat down search or whether it was in plain view - though inside the pouch. The fact finder must guess about how the gun was seized and any basis for the reasonable suspicion that may have been necessary to justify the seizure. n2


n2  There  were  several  police  officers  on  the scene, and it is unclear whether Officer Williams seized the gun from Kithcart,  or if he merely re-




ceived it from another officer and gave it to Officer

Nelson.


**24


*536   I appreciate that any police officer approach- ing this car would be apprehensive. That is true whether or not the driver had gone through a red light. Indeed, the normal experience of a police officer would dictate cau- tion in approaching any stopped car whether or not the officer believed the car to contain armed suspects. "The Supreme Court has repeatedly recognized that traffic stops are dangerous encounters that result in assaults and mur- ders of police officers." Moorefield. 111 F.3d at 13. (in- ternal quotation marks and citations omitted). However, although the exigencies and dangers that are endemic to any such confrontation are part of the analysis of whether the resulting intrusion is "reasonable" under the Fourth Amendment, they do not remove all of the protection af- forded under it. Accordingly, a police officer can conduct a pat down search of the occupants of a stopped car "where the officer is 'able to point to specific and articulable facts which, taken together with rational inferences from those facts,  reasonably  warrant  that  intrusion.'  "  Id.  (quoting Terry,  392  U.S.  at  27).  The  reasonable  inferences  that arise from the circumstances of a traffic stop are **25  such that it does not require a "leap of faith" to conclude that the instant seizure was justified if there was a traffic violation. However, the interests protected by the Fourth Amendment are too important to allow Officer Nelson's testimony  to bridge  the  void  in this  record.  The  prose- cutor here made no effort to have an appropriate witness articulate  the  circumstances  surrounding  the  seizure  of the gun. Accordingly, I am reluctant to assume that the government should now be allowed to produce a witness on  remand  that  it  should  have,  and  could  have,  called during the initial suppression hearing.


I would leave it to the trial court's discretion to decide whether the prosecutor should be allowed to produce the testimony that I think is needed to bridge the interstices in this transcript. That court will be in the best position to  determine  whether  or  not  the  government  should  be allowed a second the bite of the Terry apple by producing testimony beyond that which is necessary to rule upon the issue of the alleged traffic violation. If there was no traffic violation, Officer Nelson was not justified in stopping the car in which Kithcart was riding. If the suppression court concludes **26   that there was a traffic violation, then it should determine the propriety of allowing testimony regarding the circumstances of the seizure after consid- ering any explanation as to why that testimony was not produced initially.


I do not think it is asking too much to expect attorneys


134 F.3d 529, *536; 1998 U.S. App. LEXIS 363, **26

Page 8



to attempt to meet their burdens of proof when issues are first litigated. A court should not have to connect the dots of  inferences  scattered  as  far  apart  as  the  ones  on  this record to construct a picture of what occurred during the



stop. Accordingly,  although I join the majority opinion insofar as it reverses the order of the district court, I must, however, respectfully dissent from the remainder of my colleagues' opinion.



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